{"id":31851,"date":"2022-02-15T18:30:20","date_gmt":"2022-02-15T10:30:20","guid":{"rendered":"https:\/\/\/?p=31851"},"modified":"2023-11-15T16:28:31","modified_gmt":"2023-11-15T08:28:31","slug":"what-is-sipc-for-usa-broker","status":"publish","type":"post","link":"https:\/\/\/what-is-sipc-for-usa-broker\/","title":{"rendered":"SIPC\u662f\u4ec0\u9ebc\uff1f\u8a8d\u8b58SIPC\u7f8e\u570b\u8b49\u5238\u6295\u8cc7\u8005\u4fdd\u8b77\u516c\u53f8"},"content":{"rendered":"<!-- \/367108978\/Rich01_PC_up_728x90 -->\n\t<div class='div-gpt-ad-css' id='div-gpt-ad-1564472272479-0' style='width: 728px; height: 90px;'>\n\t  <script>\n\t\tgoogletag.cmd.push(function() { googletag.display('div-gpt-ad-1564472272479-0'); });\n\t  <\/script>\n\t<\/div><p><img decoding=\"async\" class=\"alignnone wp-image-60150 size-full\" src=/index.html"https:\/\/\/wp-content\/uploads\/20230914094350_14.jpg\" alt=\"SIPC\u662f\u4ec0\u9ebc\" width=\"1329\" height=\"696\" \/><\/p>\n<p>\u5728\u4f7f\u7528\u7f8e\u80a1\u5238\u5546\u6642\uff0c\u5f88\u591a\u6295\u8cc7\u4eba\u6703\u554f\uff1a\u300c\u5982\u679c\u5238\u5546\u5012\u9589\u4e86\u600e\u9ebc\u8fa6\uff1f\u6211\u7684\u6295\u8cc7\u6703\u4e0d\u6703\u8840\u672c\u7121\u6b78\uff1f\u300d<\/p>\n<p>\u7562\u7adf\u5927\u5982\u96f7\u66fc\u5144\u5f1f\u9019\u6a23\u7684\u516c\u53f8\u90fd\u6703\u5012\u9589\uff0c\u6240\u4ee5\u6295\u8cc7\u8005\u6703\u64d4\u5fc3\u4e5f\u662f\u5f88\u6b63\u5e38\u7684\u3002<\/p>\n<p>\u672c\u7bc7\u6587\u7ae0\uff0c\u5e02\u5834\u5148\u751f\u8981\u5e36\u5927\u5bb6\u8a8d\u8b58SIPC\u9019\u500b\u7d44\u7e54\uff0c\u56e0\u70ba\u5b83\u53ef\u4ee5\u70ba\u6295\u8cc7\u4eba\u7684\u8cc7\u7522\u63d0\u4f9b\u9ad8\u905450\u842c\u7f8e\u5143\u7684\u4fdd\u969c\u3002<\/p>\n<p><!--more--><\/p>\n<div id=\"ez-toc-container\" class=\"ez-toc-v2_0_64 counter-hierarchy ez-toc-counter ez-toc-grey ez-toc-container-direction\">\n<p class=\"ez-toc-title\">\u672c\u6587\u5e02\u5834\u5148\u751f\u6703\u544a\u8a34\u4f60\uff1a<\/p>\n<label for=\"ez-toc-cssicon-toggle-item-66128cbb03652\" class=\"ez-toc-cssicon-toggle-label\"><span class=\"\"><span class=\"eztoc-hide\" style=\"display:none;\">Toggle<\/span><span class=\"ez-toc-icon-toggle-span\"><svg style=\"fill: #999;color:#999\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" class=\"list-377408\" width=\"20px\" height=\"20px\" viewBox=\"0 0 24 24\" fill=\"none\"><path d=\"M6 6H4v2h2V6zm14 0H8v2h12V6zM4 11h2v2H4v-2zm16 0H8v2h12v-2zM4 16h2v2H4v-2zm16 0H8v2h12v-2z\" fill=\"currentColor\"><\/path><\/svg><svg style=\"fill: #999;color:#999\" class=\"arrow-unsorted-368013\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" width=\"10px\" height=\"10px\" viewBox=\"0 0 24 24\" version=\"1.2\" baseProfile=\"tiny\"><path d=\"M18.2 9.3l-6.2-6.3-6.2 6.3c-.2.2-.3.4-.3.7s.1.5.3.7c.2.2.4.3.7.3h11c.3 0 .5-.1.7-.3.2-.2.3-.5.3-.7s-.1-.5-.3-.7zM5.8 14.7l6.2 6.3 6.2-6.3c.2-.2.3-.5.3-.7s-.1-.5-.3-.7c-.2-.2-.4-.3-.7-.3h-11c-.3 0-.5.1-.7.3-.2.2-.3.5-.3.7s.1.5.3.7z\"\/><\/svg><\/span><\/span><\/label><input type=\"checkbox\"  id=\"ez-toc-cssicon-toggle-item-66128cbb03652\"  aria-label=\"Toggle\" \/><nav><ul class='ez-toc-list ez-toc-list-level-1 ' ><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-1\" href=/index.html"https:\/\/\/what-is-sipc-for-usa-broker\/#SIPC%E6%98%AF%E4%BB%80%E9%BA%BC%E6%84%8F%E6%80%9D%EF%BC%9F\" title=\"SIPC\u662f\u4ec0\u9ebc\u610f\u601d\uff1f\" data-wpel-link=\"internal\" target=\"_blank\" rel=\"noopener noreferrer\">SIPC\u662f\u4ec0\u9ebc\u610f\u601d\uff1f<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-2\" href=/index.html"https:\/\/\/what-is-sipc-for-usa-broker\/#SIPC%E5%A6%82%E4%BD%95%E4%BF%9D%E8%AD%B7%E6%8A%95%E8%B3%87%E8%80%85%E7%9A%84%E8%B3%87%E7%94%A2%EF%BC%9F\" title=\"SIPC\u5982\u4f55\u4fdd\u8b77\u6295\u8cc7\u8005\u7684\u8cc7\u7522\uff1f\" data-wpel-link=\"internal\" target=\"_blank\" rel=\"noopener noreferrer\">SIPC\u5982\u4f55\u4fdd\u8b77\u6295\u8cc7\u8005\u7684\u8cc7\u7522\uff1f<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-3\" href=/index.html"https:\/\/\/what-is-sipc-for-usa-broker\/#SIPC%E4%BF%9D%E9%9A%9C%E7%9A%84%E7%AF%84%E5%9C%8D%E6%9C%89%E5%93%AA%E4%BA%9B%EF%BC%9F\" title=\"SIPC\u4fdd\u969c\u7684\u7bc4\u570d\u6709\u54ea\u4e9b\uff1f\" data-wpel-link=\"internal\" target=\"_blank\" rel=\"noopener noreferrer\">SIPC\u4fdd\u969c\u7684\u7bc4\u570d\u6709\u54ea\u4e9b\uff1f<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-4\" href=/index.html"https:\/\/\/what-is-sipc-for-usa-broker\/#%E4%B8%8D%E5%8F%97SIPC%E4%BF%9D%E8%AD%B7%E7%AF%84%E5%9C%8D%E7%9A%84%E6%9C%89%E5%93%AA%E4%BA%9B%EF%BC%9F\" title=\"\u4e0d\u53d7SIPC\u4fdd\u8b77\u7bc4\u570d\u7684\u6709\u54ea\u4e9b\uff1f\" data-wpel-link=\"internal\" target=\"_blank\" rel=\"noopener noreferrer\">\u4e0d\u53d7SIPC\u4fdd\u8b77\u7bc4\u570d\u7684\u6709\u54ea\u4e9b\uff1f<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-5\" href=/index.html"https:\/\/\/what-is-sipc-for-usa-broker\/#SIPC%E5%A4%A7%E4%BA%8B%E7%B4%80%EF%BC%9ASIPC%E7%99%BC%E5%B1%95%E5%8F%B2%E5%8F%8A%E7%82%BA%E7%A0%B4%E7%94%A2%E7%9A%84%E5%88%B8%E5%95%86%E6%8F%90%E4%BE%9B%E4%BF%9D%E8%AD%B7%E7%9A%84%E6%A1%88%E4%BE%8B\" title=\"SIPC\u5927\u4e8b\u7d00\uff1aSIPC\u767c\u5c55\u53f2\u53ca\u70ba\u7834\u7522\u7684\u5238\u5546\u63d0\u4f9b\u4fdd\u8b77\u7684\u6848\u4f8b\" data-wpel-link=\"internal\" target=\"_blank\" rel=\"noopener noreferrer\">SIPC\u5927\u4e8b\u7d00\uff1aSIPC\u767c\u5c55\u53f2\u53ca\u70ba\u7834\u7522\u7684\u5238\u5546\u63d0\u4f9b\u4fdd\u8b77\u7684\u6848\u4f8b<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-6\" href=/index.html"https:\/\/\/what-is-sipc-for-usa-broker\/#SIPC%E7%9A%84%E6%8A%95%E8%B3%87%E4%BA%BA%E5%B8%B8%E8%A6%8B%E5%95%8F%E7%AD%94%E6%95%B4%E7%90%86\" title=\"SIPC\u7684\u6295\u8cc7\u4eba\u5e38\u898b\u554f\u7b54\u6574\u7406\" data-wpel-link=\"internal\" target=\"_blank\" rel=\"noopener noreferrer\">SIPC\u7684\u6295\u8cc7\u4eba\u5e38\u898b\u554f\u7b54\u6574\u7406<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-7\" href=/index.html"https:\/\/\/what-is-sipc-for-usa-broker\/#%E5%BF%AB%E9%80%9F%E9%87%8D%E9%BB%9E%E6%95%B4%E7%90%86%EF%BC%9A%E7%BE%8E%E8%82%A1%E5%88%B8%E5%95%86%E5%AE%89%E5%85%A8%E5%97%8E%EF%BC%9F%E9%81%B8%E6%93%87%E6%9C%89SIPC%E6%9C%83%E5%93%A1%E7%9A%84%E5%88%B8%E5%95%86%E6%89%8D%E6%9C%89%E4%BF%9D%E9%9A%9C\" title=\"\u5feb\u901f\u91cd\u9ede\u6574\u7406\uff1a\u7f8e\u80a1\u5238\u5546\u5b89\u5168\u55ce\uff1f\u9078\u64c7\u6709SIPC\u6703\u54e1\u7684\u5238\u5546\u624d\u6709\u4fdd\u969c\" data-wpel-link=\"internal\" target=\"_blank\" rel=\"noopener noreferrer\">\u5feb\u901f\u91cd\u9ede\u6574\u7406\uff1a\u7f8e\u80a1\u5238\u5546\u5b89\u5168\u55ce\uff1f\u9078\u64c7\u6709SIPC\u6703\u54e1\u7684\u5238\u5546\u624d\u6709\u4fdd\u969c<\/a><\/li><\/ul><\/nav><\/div>\n<h2><span class=\"ez-toc-section\" id=\"SIPC%E6%98%AF%E4%BB%80%E9%BA%BC%E6%84%8F%E6%80%9D%EF%BC%9F\"><\/span>SIPC\u662f\u4ec0\u9ebc\u610f\u601d\uff1f<span class=\"ez-toc-section-end\"><\/span><\/h2>\n<blockquote><p><strong>\u53ea\u8981\u662f\u5728\u6b63\u898f\u7684\u7f8e\u80a1\u5238\u5546\u958b\u6236\uff0c\u800c\u4e14\u8a72\u5238\u5546\u70baSIPC\u7684\u6703\u54e1\uff0c\u90a3\u9ebc\u6295\u8cc7\u4eba\u7684\u8b49\u5238\u53ca\u73fe\u91d1\u8cc7\u7522\u662f\u53d7\u5230\u4fdd\u8b77\u7684\uff0c\u4fdd\u969c\u4e0a\u9650\u662f50\u842c\u7f8e\u5143\uff0c\u5176\u4e2d\u73fe\u91d1\u4fdd\u969c\u4e0a\u965025\u842c\u7f8e\u5143\u3002<\/strong><\/p><\/blockquote>\n<p><a href=/index.html"https:\/\/www.sipc.org\/for-investors\/introduction\" target=\"_blank\" rel=\"noopener nofollow\" data-wpel-link=\"external\">SIPC<\/a>\u82f1\u6587\u5168\u540d\u662fSecurities Investor Protection Corporation\uff0c\u4e2d\u6587\u70ba\u00a0<strong>\u8b49\u5238\u6295\u8cc7\u8005\u4fdd\u8b77\u516c\u53f8<\/strong>\uff0c<\/p>\n<p>SIPC\u6210\u7acb\u65bc1970\u5e74\uff0c\u662f\u4e00\u5bb6\u975e\u71df\u5229\u516c\u53f8\uff0c\u4e3b\u8981\u696d\u52d9\u662f\u7576\u8b49\u5238\u516c\u53f8\u5012\u9589\u6216\u7834\u7522\u6642\uff0c\u5b83\u6703\u6e05\u7b97\u9019\u4e9b\u516c\u53f8\uff0c\u52aa\u529b\u6062\u5fa9\u6295\u8cc7\u4eba\u7684\u73fe\u91d1\u8ddf\u8b49\u5238\u8cc7\u7522\u3002<\/p>\n<p>\u5728\u904e\u53bb50\u5e74\u4f86\uff0cSIPC\u5df2\u7d93\u70ba\u6295\u8cc7\u8005\u8ffd\u56de\u4e86\u6578\u5341\u5104\u7f8e\u5143\u3002<\/p>\n<p>\u96d6\u7136SIPC\u662f\u6839\u64da\u806f\u90a6\u6cd5\u5f8b\u6240\u6210\u7acb\u7684\uff0c\u4f46\u5b83\u4e26\u4e0d\u662f\u653f\u5e9c\u7d44\u7e54\uff0c\u4e5f\u7121\u6b0a\u76e3\u7ba1\u5176\u6210\u54e1\u8b49\u5238\u516c\u53f8\uff0c\u6b64\u5916\u5b83\u4e5f\u6c92\u6709\u63d0\u4f9b\u5b58\u6b3e\u4fdd\u96aa\u7684\u529f\u80fd\uff0c\u8a72\u529f\u80fd\u662f\u7531\u806f\u90a6\u5b58\u6b3e\u4fdd\u96aa\u516c\u53f8(FDIC)\u63d0\u4f9b\u3002<\/p>\n<h2><span class=\"ez-toc-section\" id=\"SIPC%E5%A6%82%E4%BD%95%E4%BF%9D%E8%AD%B7%E6%8A%95%E8%B3%87%E8%80%85%E7%9A%84%E8%B3%87%E7%94%A2%EF%BC%9F\"><\/span>SIPC\u5982\u4f55\u4fdd\u8b77\u6295\u8cc7\u8005\u7684\u8cc7\u7522\uff1f<span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>\u6295\u8cc7\u8005\u7684\u8cc7\u7522\u53d7\u5230SIPC\u7684\u4fdd\u8b77\uff0c\u5fc5\u9808\u900f\u904e\u4ee5\u4e0b\u5169\u500b\u6b65\u9a5f\u3002<\/p>\n<h3>\u6b65\u9a5f1\uff1a\u6295\u8cc7\u8005\u7684\u8b49\u5238\u516c\u53f8\u5fc5\u9808\u8981\u662fSIPC\u7684\u6703\u54e1<\/h3>\n<p>\u6295\u8cc7\u8005\u7684\u8b49\u5238\u516c\u53f8\u5fc5\u9808\u8981\u662fSIPC\u7684\u6703\u54e1\uff0c\u5728\u8a72\u8b49\u5238\u516c\u53f8\u7834\u7522\u4e26\u7531SIPC\u4ecb\u5165\u6642\uff0c\u6295\u8cc7\u8005\u7684\u8cc7\u7522\u624d\u6703\u53d7\u5230\u4fdd\u8b77\u3002<\/p>\n<p>\u76ee\u524d\u7f8e\u570b\u591a\u6578\u7684\u5238\u5546\u90fd\u6709\u52a0\u5165SIPC\uff0c\u5305\u542b\u6211\u5011\u5728\u53f0\u7063\u5e38\u807d\u5230\u7684\u77e5\u540d\u5238\u5546\u90fd\u662fSIPC\u7684\u6703\u54e1\uff0c\u4f8b\u5982\u5e95\u4e0b\u9019\u4e9b\u5238\u5546\uff1a<\/p>\n<ul>\n<li><a href=/index.html"https:\/\/\/ib-interactivebrokers-review\/\" target=\"_blank\" rel=\"noopener noreferrer\" data-wpel-link=\"internal\"><span style=\"font-size: 16px;\">Interactive Brokers(\u76c8\u900f\u8b49\u5238\uff0c\u7c21\u7a31IB)<\/span><\/a><\/li>\n<li><a href=/index.html"https:\/\/\/firstrade-reviews-disadvantages\/\" target=\"_blank\" rel=\"noopener noreferrer\" data-wpel-link=\"internal\"><span style=\"font-size: 16px;\">Firstrade(\u7b2c\u4e00\u8b49\u5238)<\/span><\/a><\/li>\n<li><a href=/index.html"https:\/\/\/cs-charles-schwab-register\/\" data-wpel-link=\"internal\" target=\"_blank\" rel=\"noopener noreferrer\"><span style=\"font-size: 16px;\">Charles Schwab(\u5609\u4fe1)<\/span><\/a><\/li>\n<\/ul>\n<p>\u7db2\u8def\u4e0a\u6709\u8a31\u591a\u4eba\u5e38\u6703\u8a62\u554f\uff0c\u64d4\u5fc3\u7f8e\u80a1\u5238\u5546\u5012\u9589\uff0c\u4f8b\u5982\uff1aFirstrade\u5012\u9589\u4e86\u8981\u600e\u9ebc\u8fa6\uff1fIB\u8b49\u5238\u5012\u9589\u4e86\u600e\u9ebc\u8fa6\uff1f<br \/>\n\u6703\u4e0d\u6703\u5012\u662f\u4e00\u56de\u4e8b(\u6211\u8a8d\u70ba\u5f88\u96e3\uff0c\u5f8c\u9762\u6703\u8aaa\u660e)\uff0c\u4f46\u5373\u4f7f\u5012\u9589\uff0c\u4e5f\u6709SIPC\u9019\u4e00\u5c64\u5b89\u5168\u7db2\u505a\u4fdd\u969c\u3002<\/p>\n<p>SIPC\u5728\u7f8e\u570b\u7684\u6703\u54e1\u5df2\u7d93\u8d85\u904e4,000\u5bb6\uff0c\u8981\u67e5\u8a62\u6703\u54e1\u540d\u55ae\uff0c\u53ef\u4ee5\u4e0a<a href=/index.html"https:\/\/www.sipc.org\/list-of-members\/\" target=\"_blank\" rel=\"noopener nofollow\" data-wpel-link=\"external\">SIPC\u5b98\u7db2<\/a>\u67e5\u8a62\uff0c\u5b83\u53ef\u4ee5\u6309\u5238\u5546\u540d\u7a31\u7684\u7b2c\u4e00\u500b\u82f1\u6587\u5b57\u6bcd\u641c\u5c0b\uff0c\u4e5f\u53ef\u4ee5\u8f38\u5165\u5238\u5546\u5168\u540d\u641c\u5c0b\uff0c\u6240\u4ee5\u76f8\u7576\u65b9\u4fbf\uff0c\u4f8b\u5982\u8981\u627eFirstrade\uff0c\u5c31\u53ef\u4ee5\u9ede\u9078F\u5c0b\u627e\u6216\u662f\u76f4\u63a5\u8f38\u5165Firstrade\u641c\u5c0b\uff0c\u5982\u4e0b\u5716\u3002<\/p>\n<p><img decoding=\"async\" class=\"alignnone wp-image-31853\" src=/index.html"https:\/\/\/wp-content\/uploads\/20220207214020_67.jpg\" alt=\"\u67e5\u8a62SIPC\u6703\u54e1\u540d\u55ae\" width=\"801\" height=\"451\" \/><\/p>\n<h3>\u6b65\u9a5f2\uff1a\u63d0\u51fa\u7d22\u8ce0\u624d\u80fd\u7372\u5f97SIPC\u7684\u4fdd\u8b77<\/h3>\n<p>\u5728\u6295\u8cc7\u8005\u7684\u8b49\u5238\u516c\u53f8\u7834\u7522\u4e26\u7531SIPC\u4ecb\u5165\u5f8c\uff0c\u6295\u8cc7\u8005\u5fc5\u9808\u8981\u63d0\u51fa\u7d22\u8ce0\u624d\u80fd\u7372\u5f97SIPC\u7684\u4fdd\u8b77\uff0c\u5728SIPC\u7684\u5b98\u7db2\u4e0a\uff0c\u6709\u7d22\u8ce0\u7684\u9801\u9762\uff1a<a href=/index.html"https:\/\/www.sipc.org\/cases-and-claims\/how-to-file-a-claim\" target=\"_blank\" rel=\"noopener nofollow\" data-wpel-link=\"external\">How to File a Claim(\u5982\u4f55\u7d22\u8ce0)<\/a><\/p>\n<p>\u4f46\u662fSIPC\u4e26\u4e0d\u662f\u7121\u4e0a\u9650\u7684\u63a5\u53d7\u6295\u8cc7\u8005\u7d22\u8ce0\uff0c\u5b83\u7684\u7d22\u8ce0\u80fd\u529b\u4e5f\u53d7\u6cd5\u5f8b\u9650\u5236\uff0c\u76ee\u524dSIPC\u63d0\u4f9b\u6bcf\u4f4d\u5ba2\u6236\u7684\u4fdd\u969c\u6700\u9ad8\u905450\u842c\u7f8e\u5143\uff0c\u5176\u4e2d\u73fe\u91d1\u4fdd\u969c\u4ee525\u842c\u7f8e\u5143\u70ba\u4e0a\u9650\u3002<\/p>\n<p>\u6839\u64daSIPC\u5b98\u7db2\u6307\u51fa\uff0c\u5f9e1970\u81f32020\u5e74\u5e95\uff0cSIPC\u9810\u501f\u4e86\u7d0431\u5104\u7f8e\u5143\uff0c\u5df2\u70ba\u7d0477\u842c3\u5343\u540d\u6295\u8cc7\u8005\u6536\u56de\u7d041418\u5104\u7f8e\u5143\u7684\u8cc7\u7522\u3002<\/p>\n<h2><span class=\"ez-toc-section\" id=\"SIPC%E4%BF%9D%E9%9A%9C%E7%9A%84%E7%AF%84%E5%9C%8D%E6%9C%89%E5%93%AA%E4%BA%9B%EF%BC%9F\"><\/span>SIPC\u4fdd\u969c\u7684\u7bc4\u570d\u6709\u54ea\u4e9b\uff1f<span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>\u53ea\u8981\u6295\u8cc7\u8005\u7684\u8b49\u5238\u516c\u53f8\u662fSIPC\u7684\u6703\u54e1\uff0c\u90a3\u9ebc\u4ed6\u5728\u8a72\u8b49\u5238\u516c\u53f8\u7684\u8b49\u5238\u53ca\u7528\u4f86\u8cfc\u8ce3\u8b49\u5238\u7684\u73fe\u91d1\u90fd\u6703\u53d7\u5230\u4fdd\u969c\u3002<br \/>\n\u9019\u908a\u6307\u7684\u300c\u8b49\u5238\u300d\u5b9a\u7fa9\u5305\u542b\uff1a<\/p>\n<ol>\n<li><span style=\"font-size: 16px;\">\u50b5\u5238\uff08note\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u80a1\u7968\uff08stock\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u5eab\u85cf\u80a1\uff08treasury stock\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u50b5\u5238\uff08bond\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u4fe1\u7528\u50b5\u5238\uff08debenture\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u8ca0\u50b5\u8b49\u660e\uff08evidence of indebtedness\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u4efb\u4f55\u64d4\u4fdd\u54c1\u4fe1\u8a17\u8b49\u66f8\u3001\u516c\u53f8\u6210\u7acb\u524d\u4e4b\u8a8d\u8b49\u80a1\uff08any collateral trust certificate\uff0cpreorganization certificate or subscription\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u53ef\u8f49\u8b93\u4e4b\u80a1\u4efd\uff08transferable share\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u8868\u6c7a\u6b0a\u4fe1\u8a17\u8b49\u66f8\uff08voting trust certificate\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u5b58\u55ae\uff08certificate of deposit\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u8b49\u5238\u5bc4\u8a17\u6191\u8b49\uff08certificate of deposit for a security\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">78c(a)(55)(A) \u6cd5\u689d\u4e2d\u5b9a\u7fa9\u7684\u4efb\u4f55\u8b49\u5238\u671f\u8ca8\uff08any security future as that term is defined in section 78c(a)(55)(A)\u00a0 of this title\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u4efb\u4f55\u6295\u8cc7\u5408\u7d04\u6216\u6b0a\u76ca\u8b49\u660e\u3001\u53c3\u8207\u4efb\u4f55\u5229\u6f64\u5206\u4eab\u5354\u8b70\u6216\u53c3\u8207\u4efb\u4f55\u77f3\u6cb9\u3001\u5929\u7136\u6c23\u6216\u7926\u7522\u7279\u8a31\u6b0a\u4f7f\u7528\u8cbb\u6216\u79df\u8cc3\uff08any investment contract or certificate of interest or participation in any profit-sharing agreement or in any oil, gas, or mineral royalty or lease\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u4efb\u4f55\u8ce3\u51fa\u3001\u8cb7\u5165\u3001\u8cb7\u5165\u53ca\u8ce3\u51fa\u4e4b\u9078\u64c7\u6b0a\u6216\u8b49\u5238\u4e0a\u4e4b\u7279\u6b0a\u3001\u8b49\u5238\u7684\u7d44\u5408\u6216\u6307\u6578\uff08any put, call, straddle, option, or privilege on any security, or group or index of securities\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u5728\u570b\u5bb6\u8b49\u5238\u4ea4\u6613\u6240\u8a02\u7acb\u7684\u8207\u5916\u5e63\u6709\u95dc\u7684\u4efb\u4f55\u8ce3\u51fa\u3001\u8cb7\u5165\u3001\u8cb7\u5165\u53ca\u8ce3\u51fa\u4e4b\u9078\u64c7\u6b0a\u6216\u8b49\u5238\u4e0a\u4e4b\u7279\u6b0a\uff08any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u4efb\u4f55\u6b0a\u76ca\u6216\u53c3\u8207\u8b49\u66f8\u3001\u81e8\u6642\u6216\u81e8\u6642\u8b49\u66f8\u3001\u6536\u64da\u3001\u64d4\u4fdd\u3001\u4fdd\u8b49\u6216\u8a8d\u8cfc\u6216\u8005\u8cfc\u8cb7\u6216\u51fa\u552e\u4e0a\u8ff0\u4efb\u4f55\u4e00\u9805\u7684\u6b0a\u5229\uff08any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase or sell any of the foregoing\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u4efb\u4f55\u5176\u4ed6\u7a31\u70ba\u8b49\u5238\u7684\u5de5\u5177\uff08any other instrument commonly known as a security\uff09<\/span><\/li>\n<\/ol>\n<h2><span class=\"ez-toc-section\" id=\"%E4%B8%8D%E5%8F%97SIPC%E4%BF%9D%E8%AD%B7%E7%AF%84%E5%9C%8D%E7%9A%84%E6%9C%89%E5%93%AA%E4%BA%9B%EF%BC%9F\"><\/span>\u4e0d\u53d7SIPC\u4fdd\u8b77\u7bc4\u570d\u7684\u6709\u54ea\u4e9b\uff1f<span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>\u4ee5\u4e0b\u4e09\u8005\u4e26\u4e0d\u5728SIPC\u7684\u4fdd\u969c\u7bc4\u570d\u5167\u3002<\/p>\n<ol>\n<li><span style=\"font-size: 16px;\">\u4f60\u7684\u8b49\u5238\u516c\u53f8\u4e26\u4e0d\u662fSIPC\u7684\u6210\u54e1<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u6295\u8cc7\u6210\u679c\u4e4b\u4fdd\u8b49\uff08\u767d\u8a71\u4f86\u8aaa\u5c31\u662f\u4f60\u7684\u80a1\u7968\u6f32\u8dcc\u8ddfSIPC\u662f\u6c92\u6709\u95dc\u4fc2\u7684\uff09<\/span><\/li>\n<li><span style=\"font-size: 16px;\">\u4efb\u4f55\u5927\u5b97\u5546\u54c1(commodity)\u6216\u76f8\u95dc\u5408\u7d04\u6216\u671f\u8ca8\u5408\u7d04(futures contract)<\/span><\/li>\n<\/ol>\n<h2><span class=\"ez-toc-section\" id=\"SIPC%E5%A4%A7%E4%BA%8B%E7%B4%80%EF%BC%9ASIPC%E7%99%BC%E5%B1%95%E5%8F%B2%E5%8F%8A%E7%82%BA%E7%A0%B4%E7%94%A2%E7%9A%84%E5%88%B8%E5%95%86%E6%8F%90%E4%BE%9B%E4%BF%9D%E8%AD%B7%E7%9A%84%E6%A1%88%E4%BE%8B\"><\/span>SIPC\u5927\u4e8b\u7d00\uff1aSIPC\u767c\u5c55\u53f2\u53ca\u70ba\u7834\u7522\u7684\u5238\u5546\u63d0\u4f9b\u4fdd\u8b77\u7684\u6848\u4f8b<span class=\"ez-toc-section-end\"><\/span><\/h2>\n<table style=\"border-collapse: collapse; width: 100%;\">\n<tbody>\n<tr>\n<td style=\"width: 8.68152%; text-align: center; background-color: #014876;\"><span style=\"color: #ffffff;\"><strong>\u5e74\u4efd<\/strong><\/span><\/td>\n<td style=\"width: 91.3185%; text-align: center; background-color: #014876;\"><span style=\"color: #ffffff;\"><strong>\u4e8b\u4ef6<\/strong><\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">1970<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">SIPC\u6210\u7acb\uff0c\u7576\u6642\u6bcf\u4f4d\u5ba2\u6236\u53ef\u7372\u5f97\u6700\u9ad85\u842c\u7f8e\u5143\u7684\u4fdd\u969c\uff0c\u5176\u4e2d\u73fe\u91d1\u4fdd\u969c\u4e0a\u9650\u662f2\u842c\u7f8e\u5143<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">1971<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">SIPC\u521d\u59cb\u57fa\u91d1\u7e3d\u984d\u70ba7,760\u842c\u7f8e\u5143\uff0c\u5176\u4e2d\u5305\u542b960\u842c\u7f8e\u5143\u7684\u6210\u54e1\u6524\u6b3e\u3001\u5f9e\u7f8e\u570b\u8b49\u5238\u4ea4 \u6613\u6240\u4fe1\u8a17\u57fa\u91d1\u8f49\u79fb\u7684 300 \u842c\u7f8e\u5143\u4ee5\u53ca\u7e3d\u984d\u70ba 6,500 \u842c\u7f8e\u5143\u7684\u4fe1\u8cb8<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">1973<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">Weis Securities, Inc. \u662f\u7b2c\u4e00\u500b\u6d89\u53ca\u7d10\u7d04\u8b49\u5238\u4ea4\u6613\u6240\u6210\u54e1\u7684\u6e05\u7b97<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">1978<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">\u6cd5\u4ee4\u4fee\u6b63\uff0c\u6bcf\u4f4d\u5ba2\u6236\u53ef\u7372\u5f97\u6700\u9ad810\u842c\u7f8e\u5143\u7684\u4fdd\u969c\uff0c\u5176\u4e2d\u73fe\u91d1\u4fdd\u969c\u4e0a\u9650\u662f4\u842c\u7f8e\u5143<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">1980<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">\u5c0d\u5ba2\u6236\u4fdd\u969c\u518d\u63d0\u5347\uff0c\u6bcf\u4f4d\u5ba2\u6236\u53ef\u7372\u5f97\u6700\u9ad850\u842c\u7f8e\u5143\u7684\u4fdd\u969c\uff0c\u5176\u4e2d\u73fe\u91d1\u4fdd\u969c\u4e0a\u9650\u662f10\u842c\u7f8e\u5143<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">1983<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">Bell &amp; Beckwith \u906d\u5230\u6e05\u7b97\uff0cSIPC\u5411\u53d7\u8a17\u4eba\u9810\u4ed8\u4e86\u8d85\u904e 4,200 \u842c\u7f8e\u5143\uff0c\u9019\u662f\u7576\u6642\u6210\u672c \u6700\u9ad8\u7684 SIPC \u6848\u4ef6<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">1992<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">SIPC \u8463\u4e8b\u6703\u5c07 SIPC \u57fa\u91d1\u7684\u76ee\u6a19\u9918\u984d\u63d0\u9ad8\u5230 10 \u5104\u7f8e\u5143<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">1995<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">Adler, Coleman Clearing Corp. \u906d\u5230\u6e05\u7b97\uff0c SIPC \u5c07\u8d85\u904e 5\u842c\u540d\u5ba2\u6236\u7684\u5e33\u6236\u5feb\u901f\u8f49\u79fb\u7d66\u5176\u4ed6\u7d93\u7d00\u81ea\u71df\u5546<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">2000<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">SIPC\u4fdd\u8b77\u5ba2\u6236\u8cc7\u7522\u7684\u6848\u4ef6\u9054\u5230291\u4ef6<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">2001<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">\u5728\u7576\u6642\u898f\u6a21\u6700\u5927\u7684 MJK Clearing, Inc. \u6e05\u7b97\u4e2d\uff0cSIPC \u5728\u7d04\u4e00\u5468\u5167\u8f49\u79fb\u4e86\u8fd1 17\u842c5\u5343\u540d\u5ba2\u6236\u7684\u5e33\u6236\uff0c\u6d89\u53ca\u5ba2\u6236\u8cc7\u7522\u8d85\u904e 100 \u5104\u7f8e\u5143<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">2008<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">9\u6708\u6642\u96f7\u66fc\u5144\u5f1f\u7834\u7522\uff0c\u9019\u662f\u7f8e\u570b\u6b77\u53f2\u4e0a\u6700\u5927\u7684\u7834\u7522\u6848\u4e4b\u4e00\uff0cSIPC \u4ecb\u5165\uff0c\u5728\u6578\u9031\u5167\u8f49\u79fb\u4e86\u8d85\u904e 11\u842c\u500b\u5ba2\u6236\u5e33\u6236\uff0c\u6d89\u53ca\u5ba2\u6236\u8cc7\u7522\u8d85\u904e 920 \u5104\u7f8e\u5143<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">2008<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">12\u6708Bernard L. Madoff \u627f\u8a8d\u4e86\u6b77\u53f2\u4e0a\u6700\u5927\u7684\u9f90\u6c0f\u9a19\u5c40\u3002 SIPC \u4ecb\u5165\u4ee5\u4fdd\u8b77 Bernard L. Madoff Investment Securities LLC \u7684\u5ba2\u6236<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">2009<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">SIPC \u8463\u4e8b\u6703\u5c07 SIPC \u57fa\u91d1\u7684\u76ee\u6a19\u9918\u984d\u63d0\u9ad8\u5230 25\u5104\u7f8e\u5143<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">2010<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">\u5ba2\u6236\u7684\u73fe\u91d1\u4fdd\u969c\u8abf\u9ad8\u523025\u842c\u7f8e\u5143<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">2011<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">MF Global Inc. \u5012\u9589\uff0c\u70ba\u6b77\u53f2\u4e0a\u7b2c 8 \u5927\u7834\u7522\u6848\uff0cSIPC \u4ecb\u5165\u4fdd\u8b77\u8b49\u5238\u5ba2\u6236<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">2014<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">\u96f7\u66fc\u5144\u5f1f\u6e05\u7b97\u7684\u53d7\u8a17\u4eba\u5b8c\u6210\u4e86\u5c0d\u5ba2\u6236\u7684 100% \u5206\u914d\uff0cBernard L. Madoff InvestmentSecurities LLC \u6e05\u7b97\u7684\u53d7\u8a17\u4eba\u6536\u56de\u8d85\u904e 105 \u5104\u7f8e\u5143<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">2016<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">MF Global Inc. \u6e05\u7b97\u7684\u53d7\u8a17\u4eba\u4ee5 100% \u5206\u914d\u7d66\u5ba2\u6236\u548c\u5546\u54c1\u7d22\u8ce0\u4eba\u4ee5\u53ca 95% \u5206\u914d\u7d66\u4e00\u822c\u50b5\u6b0a\u4eba\u4f86\u7d50\u675f\u6b64\u6848<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: center;\"><span style=\"font-size: 16px;\">2020<\/span><\/td>\n<td style=\"width: 91.3185%;\"><span style=\"font-size: 16px;\">\u5e74\u5e95\uff0cBernard L. Madoff Investment Securities LLC \u6e05\u7b97\u7684\u53d7\u8a17\u4eba\u5171\u6536\u56de\u4e86 144 \u5104\u7f8e\u5143\uff0c\u4e26\u5206\u914d\u4e86\u8fd1 139 \u5104\u7f8e\u5143\u3002\u4efb\u4f55\u6de8\u8cc7\u7522\u50f9\u503c\u9ad8\u9054\u7d04 158 \u842c\u7f8e\u5143\u7684\u5ba2\u6236\u90fd\u6709\u5b8c\u6574\u88ab\u8ce0\u511f\uff0c\u7d22\u8ce0\u984d\u8f03\u5927\u7684\u5ba2\u6236\u5df2\u6536\u523068.60% \u4ee5\u4e0a\u7684\u91d1\u984d<\/span><\/td>\n<\/tr>\n<tr>\n<td style=\"width: 8.68152%; text-align: right;\" colspan=\"2\"><span style=\"font-size: 16px;\">\u8cc7\u6599\u6574\u7406\uff1a<a href=/index.html"https:\/\/\/\" data-wpel-link=\"internal\" target=\"_blank\" rel=\"noopener noreferrer\">Mr.Market \u5e02\u5834\u5148\u751f<\/a><\/span><\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<p>\u4ee5\u4e0b\u5e02\u5834\u5148\u751f\u5e6b\u5927\u5bb6\u6574\u7406\u51fa\u904e\u5f80\u6709\u51fa\u554f\u984c\uff0c\u4e26\u4e14SIPC\u6709\u4ecb\u5165\u7d22\u8ce0\u6e05\u7b97\u3001\u8ffd\u511f\u7684\u516c\u53f8\u3002<\/p>\n<h3>1. Weis Securities, Inc. \/\u8b49\u5238\u7d93\u7d00\u516c\u53f8<\/h3>\n<p><strong>\u6642\u9593\uff1a<\/strong>1973\u5e74<\/p>\n<p><strong>\u516c\u53f8\u898f\u6a21\/\u7d93\u71df\u9805\u76ee\uff1a<\/strong><\/p>\n<ul>\n<li>\u516c\u53f8\u898f\u6a21:1.65\u5104\u7f8e\u5143<\/li>\n<li>\u6709\u81ea\u71df\u5546\u53ef\u4ee5\u81ea\u884c\u4ea4\u6613\u8b49\u5238\u53ca\u70ba\u5ba2\u6236\u63d0\u4f9b\u8b49\u5238\u4ea4\u6613\u670d\u52d9\u696d\u52d9<\/li>\n<\/ul>\n<p><strong>\u8ffd\u511f\u4e8b\u4ef6\u7c21\u8ff0\uff1a<\/strong><\/p>\n<p>\u507d\u9020\u865b\u5047\u8ca1\u5831\uff0c\u8a87\u5927\u6536\u76ca\u4ee5\u7e7c\u7e8c\u7d93\u71df\u4e26\u8868\u660e\u7b26\u5408\u4ea4\u6613\u6240\u6de8\u8cc7\u672c\u898f\u5247\uff0c\u5be6\u969b\u4e0a\uff0c\u8ca1\u52d9\u554f\u984c\u5df2\u76f8\u7576\u56b4\u91cd\uff0c\u7f8e\u570b\u8b49\u4ea4\u6240\u67e5\u6838\u5f8c\uff0c\u7acb\u5373\u63d0\u51fa\u8a34\u8a1f\uff0cSIPC\u4e26\u4ecb\u5165\u6e05\u7b97\u3002<\/p>\n<h3>2. Bell &amp; Beckwith\/\u8b49\u5238\u7d93\u7d00\u516c\u53f8<\/h3>\n<p><strong>\u6642\u9593\uff1a<\/strong>1983\u5e74<\/p>\n<p><strong>\u516c\u53f8\u898f\u6a21\/\u7d93\u71df\u9805\u76ee\uff1a<\/strong><\/p>\n<ul>\n<li>\u5730\u5340\u6027\u8b49\u5238\u7d93\u7d00\u516c\u53f8<\/li>\n<li>\u70ba\u5ba2\u6236\u63d0\u4f9b\u8b49\u5238\u4ea4\u6613\u670d\u52d9\u696d\u52d9<\/li>\n<\/ul>\n<p><strong>\u8ffd\u511f\u4e8b\u4ef6\u7c21\u8ff0\uff1a<\/strong><\/p>\n<p>\u64d4\u4efb\u516c\u53f8\u7ba1\u7406\u8005\u7684Edward P.Wolfram Jr. \u79c1\u81ea\u632a\u7528\u5ba2\u6236\u5e33\u4e0a\u7684\u73fe\u91d1\u548c\u8b49\u5238\uff0c\u7d04\u8a08\u8d85\u904e4700 \u842c\u7f8e\u5143\uff0c\u8f49\u79fb\u81f3\u59bb\u5b50Zula Wolfram\u540d\u4e0b\u958b\u7acb\u516c\u53f8\u53ca\u8cfc\u8cb7\u5674\u6c23\u5f0f\u98db\u6a5f\u3001\u990a\u725b\u5834\u3001\u99ac\u5834\u3001\u9152\u5e97\u3001\u8ced\u5834\u3001\u53ef\u8f49\u50b5\u3001\u77f3\u6cb9\u52d8\u63a2\u516c\u53f8\u3001\u65e5\u672c\u885b\u6d74\u88fd\u9020\u5546\u80a1\u4efd(Toto, Ltd.)\u2026\u7b49\uff0c\u9664\u6b64\u4e4b\u5916\u5728\u6301\u6709Toto, Ltd.\u6642\u4ee5\u84c4\u610f\u507d\u9020\u8ca1\u5831\u4f86\u62c9\u9ad8\u516c\u53f8\u4f30\u50f9\u3002<\/p>\n<p>\u6700\u5f8cEdward P.Wolfram Jr. \u7372\u7f6a\u88ab\u5224\u5211\u3001Bell &amp; Beckwith\u7834\u7522\u5012\u9589\u3001SPIC\u5411\u539f\u67097000\u540d\u5ba2\u6236\u8ce0\u511f\u8d85\u904e4200 \u842c\u7f8e\u5143\u3002<\/p>\n<h3>3. Adler, Coleman Clearing Corp.\/\u6e05\u7b97\u516c\u53f8<\/h3>\n<p><strong>\u6642\u9593\uff1a<\/strong>1995\u5e74<\/p>\n<p><strong>\u516c\u53f8\u898f\u6a21\/\u7d93\u71df\u9805\u76ee\uff1a<\/strong><\/p>\n<ul>\n<li>\u50c5\u64c1\u67095\u842c\u540d\u5ba2\u6236\u53ca40\u5bb6\u516c\u53f8\u7684\u5c0f\u578b\u6e05\u7b97\u516c\u53f8<\/li>\n<li>\u696d\u52d9\u5167\u5bb9\u70ba\u8b49\u5238\u7d93\u7d00\u516c\u53f8\u5f8c\u53f0\uff0c\u5354\u52a9\u4ea4\u5272\u7d50\u7b97\u3001\u4fdd\u7ba1\u5ba2\u6236\u8b49\u5238\u53ca\u73fe\u91d1<\/li>\n<\/ul>\n<p><strong>\u8ffd\u511f\u4e8b\u4ef6\u7c21\u8ff0\uff1a<\/strong><\/p>\n<p>Adler(\u6e05\u7b97\u516c\u53f8)\u66ffHanover(\u627f\u92b7\u5546)\u9032\u884c\u4ea4\u6613\u6e05\u7b97\u4efb\u52d9\uff0c\u914d\u5408\u7684\u6a21\u5f0f\u662f\u7531Hanover\u8207\u5ba2\u6236\u9032\u884c\u4ea4\u6613\uff0cAdler\u8ca0\u8cac\u4ea4\u5272\u7d50\u7b97\u3001\u4fdd\u7ba1\u5ba2\u6236\u8b49\u5238\u53ca\u73fe\u91d1\u3002<\/p>\n<p>\u4e8b\u4ef6\u767c\u751f\u8d77\u6e90\u65bcFiero Brothers\u4e00\u5bb6\u5c08\u4f5c\u8ce3\u7a7a\u8b49\u5238\u516c\u53f8\uff0c\u900f\u904e\u5c0dHanover ipo\u7684\u80a1\u7968\u9032\u884c\u88f8\u8ce3\u7a7a\uff0c\u800cHanover\u5728\u88ab\u8ce3\u7a7a\u671f\u9593\uff0c\u70ba\u7dad\u6301 ipo\u7684\u80a1\u7968\u50f9\u683c\uff0c\u9664\u4e86\u52d5\u7528\u81ea\u6709\u8cc7\u91d1\u3001\u5438\u5f15\u5ba2\u6236\u518d\u6295\u5165\u53ca\u5f15\u9032\u5916\u8cc7\uff0c\u4f86\u62c9\u9ad8\u50f9\u683c\uff0cFiero\u9084\u52d2\u7d22\u8981\u7d50\u675f\u9019\u5834\u8ce3\u7a7a\u8a08\u5283\u9700Hanover\u8f49\u552e\u4f4e\u65bc\u5e02\u50f9\u7684\u8b49\u5238\u7d66Fiero\uff0c<\/p>\n<p>\u4f46\u662fFiero\u6c92\u6709\u9075\u5b88\u7d04\u5b9a\uff0c\u4e00\u6a23\u6301\u7e8c\u8ce3\u7a7a\u8b49\u5238\u64cd\u7e31Hanover\u8b49\u5238\u5e02\u5834\uff0c\u5c0e\u81f4Hanover\u7834\u7522\u53caAdler\u7121\u6cd5\u4ea4\u5272\u81f3\u5c112000\u842c\u7f8e\u5143\u7684\u4ea4\u6613\uff0c\u96a8\u5373\u4e5f\u7834\u7522\u3002<\/p>\n<p>Adler\u906d\u5230\u6e05\u7b97\uff0c SIPC \u5c07\u8d85\u904e 5\u842c\u540d\u5ba2\u6236\u7684\u5e33\u6236\u5feb\u901f\u8f49\u79fb\u7d66\u5176\u4ed6\u7d93\u7d00\u81ea\u71df\u5546\u3002<\/p>\n<h3>4. MJK Clearing, Inc.\/\u6e05\u7b97\u516c\u53f8<\/h3>\n<p><strong>\u6642\u9593\uff1a<\/strong>2001\u5e74<\/p>\n<p><strong>\u516c\u53f8\u898f\u6a21\/\u7d93\u71df\u9805\u76ee\uff1a<\/strong><\/p>\n<p>\u696d\u52d9\u5167\u5bb9\u70ba\u8b49\u5238\u7d93\u7d00\u516c\u53f8\u5f8c\u53f0\uff0c\u5354\u52a9\u4ea4\u5272\u7d50\u7b97\u3001\u4fdd\u7ba1\u5ba2\u6236\u8b49\u5238\u53ca\u73fe\u91d1\u3002<\/p>\n<p><strong>\u8ffd\u511f\u4e8b\u4ef6\u7c21\u8ff0\uff1a<\/strong><\/p>\n<p>\u5fb7\u610f\u5fd7\u9280\u884c\u80a1\u7968\u501f\u8cb8\u90e8\u8ca0\u8cac\u4ebaWayne Breedon\u8207\u6c99\u7279\u8ecd\u706b\u5546\u540c\u8b00\u6b3a\u8a50\u6027\u80a1\u7968\u501f\u8cb8\u8a08\u5283\uff0c\u5728\u8a08\u5283\u4e2d\uff0cNative Nations Securities Inc.\u7372\u5f97720\u842c\u80a1GenesisIntermedia \u5f8c\uff0c\u51fa\u501f\u7d66MJK\uff0c\u7136\u5f8cMJK\u518d\u51fa\u501f\u7d66\u5176\u4ed6\u7d93\u7d00\u5546\uff0c\u800cWayne Breedon\u8207\u6c99\u7279\u8ecd\u706b\u5546\u64cd\u7e31GenesisIntermedia \u80a1\u7968\uff0c<\/p>\n<p>\u7531\u6bcf\u80a125\u7f8e\u5143\uff0c\u57283\u500b\u6708\u5f8c\u76f4\u8dcc\u81f3\u5e7e\u7f8e\u5206\uff0c\u5c0e\u81f4\u7d93\u7d00\u5546\u5411MJK\u5c0b\u6c42\u8cc7\u91d1\u5f4c\u88dc\uff0cMJK\u96a8\u5f8c\u5411Native Nations\u8981\u6c42\u4ed8\u6b3e\uff0c\u4f46Native Nations\u537b\u8072\u7a31\u54e1\u5de5\u7be1\u6539\u5e33\u672c\uff0c\u5df2\u7121\u6cd5\u78ba\u8a8d\u501f\u5238\u4eba\u7684\u771f\u5be6\u8eab\u4efd\uff0c\u6700\u5f8cMJK\u5728\u8cc7\u4e0d\u62b5\u50b5\u7684\u60c5\u6cc1\u4e2d\u5012\u9589\u6e05\u7b97\u3002<\/p>\n<p>SIPC \u5728\u7d04\u4e00\u5468\u5167\u8f49\u79fb\u4e86\u8fd1 17\u842c5\u5343\u540d\u5ba2\u6236\u7684\u5e33\u6236\uff0c\u6d89\u53ca\u5ba2\u6236\u8cc7\u7522\u8d85\u904e 100 \u5104\u7f8e\u5143<\/p>\n<h3>5. Lehman Brothers Holdings Inc. \u96f7\u66fc\u5144\u5f1f\/\u6295\u8cc7\u9280\u884c<\/h3>\n<p><strong>\u6642\u9593\uff1a<\/strong>2008\u5e74<\/p>\n<p><strong>\u516c\u53f8\u898f\u6a21\/\u7d93\u71df\u9805\u76ee\uff1a<\/strong><\/p>\n<ul>\n<li>\u516c\u53f8\u898f\u6a21\uff1a112\u5104\u7f8e\u5143<\/li>\n<li>\u696d\u52d9\u5167\u5bb9\u70ba\u50b5\u5238\u53ca\u8b49\u5238\u4ea4\u6613\u696d\u52d9\u3001\u79c1\u4eba\u9280\u884c\u3001\u6295\u8cc7\u7ba1\u7406\u3001\u79c1\u52df\u57fa\u91d1<\/li>\n<\/ul>\n<p><strong>\u8ffd\u511f\u4e8b\u4ef6\u7c21\u8ff0\uff1a<\/strong><\/p>\n<p>\u56e0\u6295\u8cc7\u6b21\u7d1a\u623f\u8cb8\u7522\u54c1\u800c\u5c0e\u81f4\u8667\u640d\u56b4\u91cd\uff0c\u5ba3\u4f48\u7834\u7522\u3002<\/p>\n<p>\u96f7\u66fc\u5144\u5f1f\u7834\u7522\uff0c\u9019\u662f\u7f8e\u570b\u6b77\u53f2\u4e0a\u6700\u5927\u7684\u7834\u7522\u6848\u4e4b\u4e00\uff0cSIPC \u4ecb\u5165\uff0c\u5728\u6578\u9031\u5167\u8f49\u79fb\u4e86\u8d85\u904e 11\u842c\u500b\u5ba2\u6236\u5e33\u6236\uff0c\u6d89\u53ca\u5ba2\u6236\u8cc7\u7522\u8d85\u904e 920 \u5104\u7f8e\u5143\u3002<\/p>\n<h3>6. Bernard L. Madoff InvestmentSecurities LLC \/\u6295\u8cc7\u516c\u53f8<\/h3>\n<p><strong>\u6642\u9593\uff1a<\/strong>2008\u5e74<\/p>\n<p><strong>\u516c\u53f8\u898f\u6a21\/\u7d93\u71df\u9805\u76ee\uff1a<\/strong><\/p>\n<p>\u696d\u52d9\u5167\u5bb9\u70ba\u92b7\u552e\u57fa\u91d1\u3002<\/p>\n<p><strong>\u8ffd\u511f\u4e8b\u4ef6\u7c21\u8ff0\uff1a<\/strong><\/p>\n<p>Bernie Madoff\u85c9\u7531\u904e\u5f80\u5728\u91d1\u878d\u754c\u7684\u5149\u74b0\u4e26\u63d0\u4f9b\u4e00\u9805\u9ad8\u7372\u5229\u7684\u6295\u8cc7\u6848\uff0c\u5438\u5f15\u6295\u8cc7\u4eba\u6295\u5165\u8cc7\u91d1\uff0c\u4e8b\u5be6\u4e0a\uff0c\u5728\u9019\u9805\u6295\u8cc7\u6848\u6c92\u6709\u771f\u6b63\u7684\u6295\u8cc7\u884c\u70ba\uff0c\u4ed8\u7d66\u539f\u6709\u6295\u8cc7\u4eba\u7684\u7d05\u5229\uff0c\u662f\u4f86\u81ea\u65bc\u65b0\u6295\u8cc7\u4eba\u6295\u5165\u7684\u8cc7\u91d1\uff0c\u4ee5\u6295\u8cc7\u6848\u6301\u7e8c\u6709\u7a69\u5b9a\u7372\u5229\u7684\u5047\u8c61\uff0c\u9a19\u53d6\u66f4\u591a\u8cc7\u91d1\u6295\u5165\uff0c<\/p>\n<p>\u9019\u6a23\u7684\u6a21\u5f0f\u4e00\u76f4\u6301\u7e8c\u52302008\u5e74\uff0c\u56e0\u91d1\u878d\u5371\u6a5f\u5f71\u97ff\uff0c\u6295\u8cc7\u4eba\u7d1b\u7d1b\u63d0\u51fa\u8d16\u56de\u672c\u91d1\u9700\u6c42\uff0c\u56e0\u8cc7\u91d1\u93c8\u7121\u6cd5\u518d\u7e7c\u7e8c\u4e0b\u53bb\uff0c\u9019\u624d\u5697\u5149\u6b64\u6295\u8cc7\u6848\u662f\u662f\u9f90\u6c0f\u9a19\u5c40\u7684\u6a21\u5f0f\u3002<\/p>\n<p>\u52302020\u5e74\u5e95\uff0cBernard L. Madoff Investment Securities LLC \u6e05\u7b97\u7684\u53d7\u8a17\u4eba\u5171\u6536\u56de\u4e86 144 \u5104\u7f8e\u5143\uff0c\u4e26\u5206\u914d\u4e86\u8fd1 139 \u5104\u7f8e\u5143\u3002\u4efb\u4f55\u6de8\u8cc7\u7522\u50f9\u503c\u9ad8\u9054\u7d04 158 \u842c\u7f8e\u5143\u7684\u5ba2\u6236\u90fd\u6709\u5b8c\u6574\u88ab\u8ce0\u511f\uff0c\u7d22\u8ce0\u984d\u8f03\u5927\u7684\u5ba2\u6236\u5df2\u6536\u523068.60% \u4ee5\u4e0a\u7684\u91d1\u984d\u3002<\/p>\n<h3>7. MF Global Inc.\/\u884d\u751f\u6027\u5546\u54c1\u7d93\u7d00\u516c\u53f8<\/h3>\n<p><strong>\u6642\u9593\uff1a<\/strong>2016\u5e74<\/p>\n<p><strong>\u516c\u53f8\u898f\u6a21\/\u7d93\u71df\u9805\u76ee\uff1a<\/strong><\/p>\n<ul>\n<li>\u516c\u53f8\u898f\u6a21:424.6 \u5104\u7f8e\u5143<\/li>\n<li>\u696d\u52d9\u5167\u5bb9\u70ba\u63d0\u4f9b\u671f\u8ca8\u3001\u9078\u64c7\u6b0a\u3001\u5916\u532f\u3001CFD\u7b49\u4ea4\u6613<\/li>\n<\/ul>\n<p><strong>\u8ffd\u511f\u4e8b\u4ef6\u7c21\u8ff0\uff1a<\/strong><\/p>\n<p>\u5f9e\u6295\u8cc7\u4ea4\u6613\u640d\u5931\u9020\u6210\u7684\u5927\u898f\u6a21\u8cc7\u91d1\u6d41\u52d5\u6027\u554f\u984c\u53ca\u6709\u95dc\u55ae\u4f4d\u7684\u9245\u984d\u7f70\u6b3e\uff0c\u633a\u800c\u8d70\u96aa\u5c07\u9ad8\u90548.9\u5104\u5ba2\u6236\u8cc7\u91d1\u79fb\u5230\u81ea\u71df\u7d93\u7d00\u6236\u4ee5\u88dc\u511f\u8667\u640d\uff0c\u4f46\u4e4b\u5f8c\u518d\u4e5f\u7121\u6cd5\u56de\u88dc\u9019\u500b\u5927\u7f3a\u53e3\uff0c\u624d\u7533\u8acb\u7834\u7522\u3002<\/p>\n<p>\u6e05\u7b97\u7684\u53d7\u8a17\u4eba\u4ee5 100% \u5206\u914d\u7d66\u5ba2\u6236\u548c\u5546\u54c1\u7d22\u8ce0\u4eba\u4ee5\u53ca 95% \u5206\u914d\u7d66\u4e00\u822c\u50b5\u6b0a\u4eba\u4f86\u7d50\u675f\u6b64\u6848\u3002<\/p>\n<h2><span class=\"ez-toc-section\" id=\"SIPC%E7%9A%84%E6%8A%95%E8%B3%87%E4%BA%BA%E5%B8%B8%E8%A6%8B%E5%95%8F%E7%AD%94%E6%95%B4%E7%90%86\"><\/span>SIPC\u7684\u6295\u8cc7\u4eba\u5e38\u898b\u554f\u7b54\u6574\u7406<span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p><strong>Q<\/strong><strong>\uff1a\u5982\u679c\u4e0d\u5177\u6709\u7f8e\u570b\u516c\u6c11\u8eab\u5206\uff0c\u4f46\u662f\u5728SIPC\u6210\u54e1\u7684\u5238\u5546\u958b\u6236\uff0c\u90a3\u9ebc\u6211\u7684\u8cc7\u7522\u6709\u53d7\u5230SIPC\u4fdd\u8b77\u55ce\uff1f<\/strong><\/p>\n<p>\u6709\u7684\uff0c\u5373\u4f7f\u662f\u5916\u570b\u4eba\u5728SIPC\u6210\u54e1\u5238\u5546\u958b\u6236\uff0c\u4e00\u6a23\u6709\u53d7\u5230SIPC\u4fdd\u8b77\u3002<\/p>\n<p><strong>Q<\/strong><strong>\uff1a\u6211\u5c0d\u65bc\u6211\u7684\u5238\u5546\u53ca\u6211\u7684\u6295\u8cc7\u6709\u610f\u898b\uff0c\u53ef\u4ee5\u8ddfSIPC\u53cd\u61c9\u55ce\uff1f<\/strong><\/p>\n<p>SIPC\u4e26\u975e\u5238\u5546\u7684\u76e3\u7ba1\u55ae\u4f4d\uff0c\u6545\u4e0d\u53d7\u7406\u6295\u8cc7\u8005\u8ddf\u5238\u5546\u4e4b\u9593\u7684\u7cfe\u7d1b\u4ee5\u53ca\u6295\u8cc7\u8005\u7684\u6295\u8cc7\u640d\u5931\u3002<\/p>\n<p><strong>Q<\/strong><strong>\uff1a\u6211\u7684\u5238\u5546\u4ee5\u524d\u662fSIPC\u6210\u54e1\uff0c\u4f46\u73fe\u5728\u5df2\u7d93\u4e0d\u662f\u4e86\uff0c\u90a3\u6211\u7684\u8cc7\u7522\u9084\u6709\u53d7\u5230\u4fdd\u8b77\u55ce\uff1f<\/strong><\/p>\n<p>SIPC\u63d0\u4f9b\u7684\u4fdd\u969c\u7bc4\u570d\u5305\u542b\u6210\u54e1\u96e2\u958bSIPC\u5f8c\u7684180\u5929\u5167\uff0c\u5982\u679c\u5df2\u7d93\u96e2\u958b\u8d85\u904e180\u5929\uff0c\u90a3\u9ebc\u5ba2\u6236\u8cc7\u7522\u4fbf\u4e0d\u53d7\u4fdd\u8b77\u3002<\/p>\n<p><strong>Q<\/strong><strong>\uff1a\u5546\u54c1\u671f\u8ca8\u5408\u7d04\u6709\u53d7SIPC\u4fdd\u8b77\u55ce\uff1f<\/strong><\/p>\n<p>\u5546\u54c1\u671f\u8ca8\u5408\u7d04\u53ea\u6709\u5728\u6839\u64da\u8b49\u5238\u4ea4\u6613\u59d4\u54e1\u6703\u6279\u51c6\u7684\u6295\u8cc7\u7d44\u5408\u4fdd\u8b49\u91d1\u8a08\u5283\u4e2d\uff0c\u4f5c\u70ba\u8b49\u5238\u5e33\u6236\u6301\u6709\u7684\u6295\u8cc7\u7d44\u5408\u4fdd\u8b49\u91d1\u5e33\u6236\u4e2d\u6642\uff0c\u624d\u53d7 SIPC \u4fdd\u8b77\u3002<br \/>\n\u666e\u901a\u671f\u8ca8\u5e33\u6236\u6301\u6709\u7684\u5546\u54c1\u671f\u8ca8\u5408\u7d04\u4e0d\u53d7SIPC\u4fdd\u8b77\u3002<\/p>\n<p><strong>Q<\/strong><strong>\uff1a\u6211\u6709\u5169\u500b\u5e33\u6236\uff0c\u4e00\u500b\u4fdd\u8b49\u91d1\u5e33\u6236\u548c\u4e00\u500b\u975e\u4fdd\u8b49\u91d1\uff08\u73fe\u91d1\uff09\u5e33\u6236\uff0c\u6bcf\u500b\u5e33\u6236\u662f\u5426\u55ae\u7368\u53d7\u5230\u4fdd\u8b77\uff1f<\/strong><\/p>\n<p>\u4e0d\u6703\u3002\u51fa\u65bc SIPC \u4fdd\u8b77\u7684\u76ee\u7684\uff0c\u5728\u540c\u4e00\u5bb6\u5238\u5546\uff0c\u4ee5\u76f8\u540c\u8eab\u4efd\u6301\u6709\u7684\u540c\u4e00\u5ba2\u6236\u540d\u4e0b\u7684\u4fdd\u8b49\u91d1\u548c\u73fe\u91d1\u5e33\u6236\u5c07\u5408\u4f75\u3002<\/p>\n<p><strong>Q<\/strong><strong>\uff1a\u6211\u548c\u53e6\u4e00\u500b\u4eba\u6709\u4e00\u500b\u806f\u540d\u5e33\u6236\uff0c\u6211\u5011\u6bcf\u500b\u4eba\u662f\u5426\u90fd\u53d7\u5230 SIPC \u9ad8\u9054 5\u842c\u7f8e\u5143\u7684\u4fdd\u8b77\uff1f<\/strong><\/p>\n<p>\u5426\u3002\u51fa\u65bcSIPC\u4fdd\u8b77\u7684\u76ee\u7684\uff0c\u806f\u540d\u5e33\u6236\u6703\u88ab\u8996\u70ba\u55ae\u4e00\u500b\u5ba2\u6236\uff0c\u7121\u8ad6\u5171\u6709\u591a\u5c11\u4eba\u806f\u540d\u3002<\/p>\n<p><strong>Q<\/strong><strong>\uff1a\u6211\u5728\u5169\u5bb6\u4e0d\u540c\u7684\u5238\u5546\u5404\u6709\u4e00\u500b\u5e33\u6236\uff0c\u9019\u5169\u5bb6\u516c\u53f8\u90fd\u900f\u904e\u540c\u4e00\u500b\u6e05\u7b97\u516c\u53f8\u6e05\u7b97\u4ed6\u5011\u7684\u4ea4\u6613\uff0c\u6211\u7684\u6bcf\u500b\u5e33\u6236\u662f\u5426\u6709\u8cc7\u683c\u7372\u5f97SIPC\u55ae\u7368\u7684\u4fdd\u8b77\uff1f<\/strong><\/p>\n<p>\u662f\u7684\uff0c\u5728\u4e0d\u540c\u7684\u5238\u5546\u958b\u6236\u5c07\u6703\u7372\u5f97SIPC\u7684\u55ae\u7368\u4fdd\u8b77\uff0c\u8207\u4ed6\u5011\u662f\u5426\u900f\u904e\u540c\u4e00\u500b\u6e05\u7b97\u516c\u53f8\u7121\u95dc\u3002<\/p>\n<p>\u4e0d\u540c\u5238\u5546\u540d\u4e0b\u7684\u5e33\u6236\uff0c\u6709\u5404\u81ea\u7684\u4fdd\u96aa\uff0c\u4e0d\u6703\u4e92\u76f8\u885d\u7a81\uff0c<br \/>\n\u5982\u679c\u4f60\u5728\u5169\u5bb6\u5238\u5546\u5206\u5225\u670950\u842c\u7f8e\u5143\uff0c\u5408\u8a08100\u842c\u7f8e\u5143\uff0c\u90a3\u9ebc\u4f60\u53d7\u5230\u7684\u4fdd\u8b77\u4e5f\u662f\u5169\u5bb6\u516c\u53f8\u540450\u842c\u7f8e\u5143\uff0c\u5408\u8a08100\u842c\u7f8e\u5143\uff0c\u4ee5\u6b64\u985e\u63a8\u3002 (\u611f\u8b1d\u7db2\u53cbTsai\u5beb\u4fe1\u7d66SIPC\u78ba\u8a8d\u4e26\u63d0\u4f9b\u56de\u994b)<\/p>\n<p><strong>Q<\/strong><strong>\uff1a\u6211\u7684\u5238\u5546\u7834\u7522\u5f8c\uff0c\u6211\u591a\u4e45\u53ef\u4ee5\u6536\u5230\u6211\u7684\u8ca1\u7522\u6b78\u9084\uff1f<\/strong><\/p>\n<p>\u5728\u6e05\u7b97\u7a0b\u5e8f\u958b\u59cb\u4e0d\u4e45\u5f8c\uff0c\u53d7\u8a17\u4eba\u6703\u628a\u5ba2\u6236\u5e33\u6236\u8f49\u79fb\u5230\u53e6\u5916\u4e00\u5bb6\u5238\u5546\uff0c\u5373\u6240\u8b02\u7684\u300c\u6279\u91cf\u8f49\u79fb\u300d\uff0c\u8f49\u79fb\u5f8c\u5ba2\u6236\u5728\u5e7e\u5929\u5167\u6216\u5e7e\u5468\u5167\u5c31\u53ef\u4ee5\u67e5\u770b\u81ea\u5df1\u7684\u8ca1\u7522\u3002<br \/>\n\u5373\u4f7f\u767c\u751f\u6279\u91cf\u8f49\u79fb\uff0c\u6295\u8cc7\u4eba\u4e5f\u61c9\u8a72\u5411\u53d7\u8a17\u4eba\u63d0\u51fa\u7d22\u8ce0\uff0c\u4ee5\u5145\u5206\u4fdd\u969c\u81ea\u8eab\u7684\u5229\u76ca\u3002<\/p>\n<p><strong>Q<\/strong><strong>\uff1a\u975e\u7f8e\u570b\u7684\u80a1\u7968\u4e5f\u6703\u53d7\u5230SIPC\u4fdd\u8b77\u55ce\uff1f<\/strong><\/p>\n<p>\u8a62\u554f\u5ba2\u670d\u5f8c\uff0c\u662f\u53ef\u4ee5\u7684\uff0c\u8a73\u7d30\u5ba2\u670d\u56de\u8986\u5982\u4e0b\uff1a<\/p>\n<p>&#8220;Under the Securities Investor Protection Act (&#8220;SIPA&#8221;), customers are protected against the loss of their securities, whether US or foreign, so long as they are owed by the SIPC member brokerage firm to the customer and the SIPC member firm is in a liquidation proceeding under SIPA. Claims for securities are satisfied in kind, namely, a customer who is owed a security generally will receive that security even if it is not in the brokerage firm&#8217;s possession when it fails.<\/p>\n<p>To the extent that there is a fair and orderly market for the security, the trustee administering the liquidation proceeding will purchase it on the open market for the customer. If the trustee is unable to replace missing securities, customers are paid the filing date value of the securities up to the statutory limits of SIPA. Securities are valued in US dollars.&#8221;<\/p>\n<p>\u7ffb\u8b6f\u5982\u4e0b\uff1a<\/p>\n<p>&#8220;\u6839\u64da\u300a\u8b49\u5238\u6295\u8cc7\u8005\u4fdd\u8b77\u6cd5\u300b\uff08\u7c21\u7a31\u201cSIPA\u201d\uff09\uff0c\u53ea\u8981\u8b49\u5238\u662f\u7531SIPC\u6703\u54e1\u7684\u7d93\u7d00\u516c\u53f8\u6b20\u5ba2\u6236\u7684\uff0c<strong>\u7121\u8ad6\u662f\u7f8e\u570b\u6216\u5916\u570b\u7684\u8b49\u5238\uff0c\u5ba2\u6236\u90fd\u6703\u53d7\u5230\u4fdd\u8b77\uff0c\u524d\u63d0\u662f\u8a72SIPC\u6703\u54e1\u516c\u53f8\u6b63\u5728\u4f9d\u7167SIPA\u9032\u884c\u6e05\u7b97\u3002<\/strong>\u8b49\u5238\u7d22\u8ce0\u901a\u5e38\u4ee5\u5be6\u7269\u5f62\u5f0f\u9032\u884c\uff0c\u4e5f\u5c31\u662f\u8aaa\uff0c\u5982\u679c\u5ba2\u6236\u61c9\u5f97\u7684\u8b49\u5238\u5728\u7d93\u7d00\u516c\u53f8\u7834\u7522\u6642\u4e26\u672a\u5728\u5176\u624b\u4e2d\uff0c\u5ba2\u6236\u4ecd\u7136\u53ef\u4ee5\u7372\u5f97\u8a72\u8b49\u5238\u3002<\/p>\n<p>\u5982\u679c\u8a72\u8b49\u5238\u5728\u5e02\u5834\u4e0a\u6709\u516c\u5e73\u4e14\u6709\u5e8f\u7684\u4ea4\u6613\uff0c\u8ca0\u8cac\u6e05\u7b97\u7684\u53d7\u8a17\u4eba\u6703\u5728\u516c\u958b\u5e02\u5834\u4e0a\u4ee3\u5ba2\u6236\u8cfc\u8cb7\u3002\u82e5\u53d7\u8a17\u4eba\u7121\u6cd5\u53d6\u5f97\u907a\u5931\u7684\u8b49\u5238\uff0c\u5ba2\u6236\u6703\u6839\u64daSIPA\u7684\u6cd5\u5b9a\u4e0a\u9650\u7372\u5f97\u8b49\u5238\u5728\u7533\u5831\u65e5\u7684\u50f9\u503c\u3002\u8b49\u5238\u7684\u4f30\u503c\u4ee5\u7f8e\u5143\u8a08\u7b97\u3002&#8221;<\/p>\n<h2><span class=\"ez-toc-section\" id=\"%E5%BF%AB%E9%80%9F%E9%87%8D%E9%BB%9E%E6%95%B4%E7%90%86%EF%BC%9A%E7%BE%8E%E8%82%A1%E5%88%B8%E5%95%86%E5%AE%89%E5%85%A8%E5%97%8E%EF%BC%9F%E9%81%B8%E6%93%87%E6%9C%89SIPC%E6%9C%83%E5%93%A1%E7%9A%84%E5%88%B8%E5%95%86%E6%89%8D%E6%9C%89%E4%BF%9D%E9%9A%9C\"><\/span>\u5feb\u901f\u91cd\u9ede\u6574\u7406\uff1a\u7f8e\u80a1\u5238\u5546\u5b89\u5168\u55ce\uff1f\u9078\u64c7\u6709SIPC\u6703\u54e1\u7684\u5238\u5546\u624d\u6709\u4fdd\u969c<span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>\u5238\u5546\u78ba\u5be6\u662f\u6709\u53ef\u80fd\u5012\u9589\u7684\uff0c\u6b77\u53f2\u4e0a\u4f86\u770b\u6709\u4e9b\u5012\u9589\u7684\u4f8b\u5b50\uff0c\u4e0d\u904e\u4e26\u975e\u5168\u662f\u5238\u5546\uff0c\u4e5f\u6709\u5176\u4ed6\u985e\u578b\u7684\u91d1\u878d\u6a5f\u69cb\u3002<\/p>\n<p>\u53ea\u8981\u662f\u5728\u6b63\u898f\u7684\u7f8e\u80a1\u5238\u5546\u958b\u6236\uff0c\u800c\u4e14\u8a72\u5238\u5546\u70baSIPC\u7684\u6703\u54e1\uff0c\u90a3\u9ebc\u6295\u8cc7\u4eba\u7684\u8b49\u5238\u53ca\u73fe\u91d1\u8cc7\u7522\u662f\u53d7\u5230\u4fdd\u8b77\u7684\uff0c<br \/>\n\u4fdd\u8b77\u4e0a\u9650\u662f50\u842c\u7f8e\u5143\uff0c\u5176\u4e2d\u73fe\u91d1\u4fdd\u969c\u4e0a\u965025\u842c\u7f8e\u5143\u3002<br \/>\nSIPC\u6703\u5728\u5238\u5546\u7834\u7522\u6642\u9032\u884c\u6e05\u7b97\uff0c\u4e26\u5354\u52a9\u6295\u8cc7\u4eba\u6062\u5fa9\u5176\u73fe\u91d1\u53ca\u8cc7\u7522\u3002<\/p>\n<blockquote><p><strong>\u5e02\u5834\u5148\u751f\u89c0\u9ede\uff1a\u4f7f\u7528\u7f8e\u80a1\u5238\u5546\u5b89\u5168\u55ce\uff1f\u6211\u7684\u770b\u6cd5<\/strong><\/p>\n<p>\u96d6\u7136\u4e0a\u9762\u63d0\u5230\u9078\u64c7\u6709SIPC\u6703\u54e1\u7684\u5238\u5546\u624d\u6709\u4fdd\u969c\uff0c\u4f46\u4e00\u822c\u4f86\u8aaa\uff0c\u53ea\u8981\u4f60\u9078\u64c7\u6709\u898f\u6a21\u7684\u5238\u5546\uff0c\u9019\u4e9b\u5238\u5546\u4e00\u5b9a\u90fd\u6709\u52a0\u5165SIPC\u6703\u54e1\u3002<\/p>\n<p>\u5927\u578b\u5238\u5546\u8981\u5012\u9589\u6211\u8a8d\u70ba\u5f88\u56f0\u96e3\uff0c\u7406\u7531\u662f\u5238\u5546\u662f\u4e00\u500b\u8cfa\u4ea4\u6613\u624b\u7e8c\u8cbb\u7684\u7279\u8a31\u884c\u696d\uff0c\u5b83\u672c\u8eab\u8cb7\u7a7a\u8ce3\u7a7a\u6536\u624b\u7e8c\u8cbb\u3001\u5176\u5be6\u4e26\u4e0d\u627f\u64d4\u4ea4\u6613\u98a8\u96aa\uff0c\u6295\u8cc7\u90e8\u4f4d\u7684\u98a8\u96aa\u662f\u5ba2\u6236\u81ea\u5df1\u627f\u64d4\uff0c<\/p>\n<p>\u63db\u53e5\u8a71\u8aaa\uff0c\u5238\u5546\u7684\u7d93\u71df\u6210\u672c\u5176\u5be6\u53ea\u6709\u5404\u7a2e\u7cfb\u7d71\u3001\u4eba\u4e8b\u7684\u8cbb\u7528\uff0c\u53ea\u8981\u5ba2\u6236\u898f\u6a21\u8db3\u5920\uff0c\u90a3\u5c31\u53ea\u662f\u8cfa\u591a\u8cfa\u5c11\u800c\u5df2\u3002<\/p>\n<p>\u7576\u7136\u6709\u4e9b\u8b49\u5238\u516c\u53f8\u4f8b\u5916\uff0c\u4f8b\u5982\u99ac\u591a\u592b\u9a19\u5c40\u7684\u99ac\u591a\u592b\u6295\u8cc7\u516c\u53f8\uff0c\u5b83\u672c\u8cea\u5df2\u7d93\u4e0d\u662f\u5f9e\u4e8b\u55ae\u7d14\u7684\u8b49\u5238\u7d93\u7d00\uff0c\u800c\u662f\u6536\u53d6\u5ba2\u6236\u7684\u8cc7\u91d1\u4e26\u9032\u884c\u6295\u8cc7\u3002<\/p>\n<p>\u53c8\u4f8b\u5982\u6709\u4e9b\u516c\u53f8\uff0c\u5b83\u53ef\u80fd\u9664\u4e86\u5e6b\u5ba2\u6236\u9032\u884c\u7d93\u7d00\uff0c\u81ea\u5df1\u4e5f\u4e0b\u5834\u4ea4\u6613\u3001\u6216\u8005\u63d0\u4f9b\u5ba2\u6236\u904e\u5927\u7684\u69d3\u687f\u5c0e\u81f4\u5ba2\u6236\u7121\u529b\u8ce0\u511f\u4fdd\u8b49\u91d1\u6642\u8b93\u5238\u5546\u8499\u53d7\u640d\u5931\uff0c\u4f46\u9019\u7a2e\u60c5\u6cc1\u5176\u5be6\u4e0d\u5bb9\u6613\u767c\u751f\uff0c\u56e0\u70ba\u5927\u591a\u6578\u5238\u5546\u4e5f\u6703\u9650\u5236\u5ba2\u6236\u98a8\u96aa\u3002<\/p>\n<p>\u7e3d\u4e4b\u5e02\u5834\u5148\u751f\u8a8d\u70ba\u4ee5\u5238\u5546\u7684\u5546\u696d\u6a21\u5f0f\uff0c\u9664\u975e\u8907\u5408\u7d93\u71df\uff0c\u5426\u5247\u8981\u9677\u5165\u7d93\u71df\u56f0\u96e3\u548c\u7834\u7522\u662f\u5f88\u96e3\u7684\uff0c\u9019\u672c\u4f86\u5c31\u662f\u4e00\u500b\u7279\u8a31\u884c\u696d\u3001\u8cfa\u624b\u7e8c\u8cbb\u904e\u8def\u8cbb\u3001\u4e5f\u4e0d\u627f\u64d4\u6295\u8cc7\u98a8\u96aa\uff0c<\/p>\n<p>\u800c\u5373\u4f7f\u9677\u5165\u8ca1\u52d9\u56f0\u96e3\uff0c\u901a\u5e38\u7684\u60c5\u6cc1\u662f\u9019\u5bb6\u5238\u5546\u5728\u90a3\u4e4b\u524d\u5c31\u6703\u88ab\u8ce3\u7d66\u53e6\u4e00\u5bb6\u5238\u5546\u3001\u88ab\u4f75\u8cfc\uff0c\u800c\u53e6\u4e00\u5bb6\u5238\u5546\u6703\u63a5\u624b\u5b83\u7684\u5ba2\u6236\uff0c\u9019\u904e\u7a0b\u5176\u5be6\u5e7e\u4e4e\u4e0d\u6703\u5c0d\u5ba2\u6236\u9020\u6210\u640d\u5931\u3002<\/p>\n<p><strong>\u6c7a\u5b9a\u5238\u5546\u6642\uff0c\u6211\u5011\u4e0d\u61c9\u8a72\u60f3\u8457\u7528\u4ec0\u9ebc\u5238\u5546\u5012\u9589\u6703\u6709\u8ce0\u511f\u4fdd\u969c\uff0c\u800c\u662f\u5148\u60f3\u600e\u6a23\u7684\u5238\u5546\u4e0d\u6703\u5012\u9589\uff0cSIPC\u6211\u8a8d\u70ba\u53ea\u662f\u6700\u5f8c\u4e00\u9053\u9632\u7dda\u3002<\/strong><\/p><\/blockquote>\n<h3>\u8a72\u600e\u9ebc\u9078\u5238\u5546\uff1f<\/h3>\n<p>\u9078\u898f\u6a21\u5927\u7684\u77e5\u540d\u5238\u5546\u5c31\u5c0d\u4e86\u3002\u5343\u842c\u4e0d\u8981\u8caa\u5c0f\u4fbf\u5b9c\u53bb\u78b0\u4f86\u8def\u4e0d\u660e\u7684\u4e2d\u5c0f\u5238\u5546\u3002<\/p>\n<p>\u8a18\u5f97\uff0c\u5238\u5546\u53ea\u662f\u6295\u8cc7\u7684\u7ba1\u9053\u3001\u4e0d\u662f\u5f71\u97ff\u4f60\u6295\u8cc7\u6210\u6557\u7684\u95dc\u9375\uff0c\u9078\u5238\u5546\u7c21\u55ae\u5b89\u5fc3\u70ba\u539f\u5247\uff0c\u628a\u529b\u6c23\u653e\u5728\u6295\u8cc7\u5167\u5bb9\u4e0a\u3002<\/p>\n<p>\u4e4b\u524d\u6709\u5206\u4eab\u904e\u4e00\u4e9b\u5927\u5238\u5546\uff0c\u7528\u6236\u90fd\u8d85\u904e\u4e0a\u5343\u842c\u4eba\uff0c\u4f7f\u7528\u9019\u985e\u578b\u7684\u5238\u5546\u5b89\u5fc3\u7a0b\u5ea6\u6703\u9ad8\u5f88\u591a\uff0c<br \/>\n\u53ef\u95b1\u8b80\uff1a<a href=/index.html"https:\/\/\/us-stocks-broker-choose\/\" data-wpel-link=\"internal\" target=\"_blank\" rel=\"noopener noreferrer\">\u7f8e\u80a1\u958b\u6236\u5238\u5546\u63a8\u85a6Top5 \u6bd4\u8f03<\/a><\/p>\n<p>\u4f8b\u5982\u5f88\u591a\u4eba\u4f7f\u7528\u7684FT\u3001IB\u7b49\u7b49\uff0c\u90fd\u662f\u81f3\u5c11\u6709\u4e0a\u5343\u842c\u7528\u6236\u7684\u5238\u5546\uff0c\u4e4b\u524d\u4e5f\u6709\u5206\u4eab\u904e\u4e00\u4e9b\u6559\u5b78\uff0c\u53ef\u4ee5\u81ea\u884c\u95b1\u8b80\uff1a<\/p>\n<p><a href=/index.html"https:\/\/\/firstrade-reviews-disadvantages\/\" target=\"_blank\" rel=\"noopener noreferrer\" data-wpel-link=\"internal\">Firstrade\u7b2c\u4e00\u8b49\u5238\u8a55\u50f9\u597d\u55ce\uff1f\u624b\u7e8c\u8cbb\u3001\u512a\u7f3a\u9ede\u6574\u7406<\/a><\/p>\n<p><a href=/index.html"https:\/\/\/ib-interactivebrokers-review\/\" target=\"_blank\" rel=\"noopener noreferrer\" data-wpel-link=\"internal\">IB\u76c8\u900f\u8b49\u5238\u8a55\u50f9\u597d\u55ce\uff1f\u624b\u7e8c\u8cbb\u3001\u512a\u7f3a\u9ede\u6574\u7406<\/a><\/p>\n<p>\u7576\u7136\uff0c\u5982\u679c\u9322\u532f\u5230\u570b\u5916\u5c31\u662f\u6703\u64d4\u5fc3\uff0c\u6211\u89ba\u5f97\u6295\u8cc7\u61c9\u8a72\u9084\u662f\u8981\u81ea\u5df1\u5b89\u5fc3\u6700\u91cd\u8981\uff0c\u8cbb\u7528\u548c\u9580\u6abb\u9ad8\u4e00\u9ede\u80fd\u63a5\u53d7\u7684\u8a71\uff0c\u7528\u570b\u5167\u5238\u5546\u8907\u59d4\u8a17\u4e5f\u662f\u4e00\u500b\u9078\u64c7\uff0c\u53ef\u95b1\u8b80\uff1a<a href=/index.html"https:\/\/\/what-sub-brokerage\/\" data-wpel-link=\"internal\" target=\"_blank\" rel=\"noopener noreferrer\">\u570b\u5167\u5238\u5546\u8cb7\u7f8e\u80a1\u8907\u59d4\u8a17\u8cbb\u7528\u6bd4\u8f03<\/a><\/p>\n<blockquote><p>\u672c\u6587\u50c5\u4f5c\u6559\u5b78\u4f7f\u7528\uff0c\u6295\u8cc7\u4eba\u9700\u4e86\u89e3\u900f\u904e\u4efb\u4f55\u91d1\u878d\u6a5f\u69cb\u6295\u8cc7\u5747\u6709\u5176\u98a8\u96aa\u3002<\/p><\/blockquote>\n\n\u5c08\u6b04\u4f5c\u8005\uff1a\u725f\u5747\u4fde\u3000\u4e3b\u7de8\uff1a\u5e02\u5834\u5148\u751f\n<p><strong><span style=\"font-size: 20px;\">\u52a0\u5165\u5e02\u5834\u5148\u751fFB\u793e\u5718\uff0c\u5145\u5be6\u66f4\u591a\u7406\u8ca1\u597d\u77e5\u8b58<\/span><\/strong><\/p>\r\n<p>50\u6b72\u4e4b\u524d\u60f3\u9000\u4f11\u4e00\u5b9a\u8981\u61c2\u7406\u8ca1\uff0c<br \/>\u89e3\u6c7a\u6295\u8cc7\u7684\u7169\u60f1\uff01<\/p>\r\n<p><a href=/index.html"https:\/\/bit.ly\/2NTBOAv\" target=\"_blank\" rel=\"noopener nofollow\" data-wpel-link=\"external\"><img decoding=\"async\" class=\"alignnone size-full wp-image-7106\" src=/index.html"https:\/\/\/wp-content\/uploads\/20190824195036_69.gif\" alt=\"\" width=\"687\" height=\"243\" \/><\/a><\/p>\r\n<p>\u6700\u8fd1\u5e02\u5834\u5148\u751f\u958b\u4e86\u4e00\u5802\u7684\u300c<strong>\u7528\u7f8e\u80a1ETF\u5275\u9020\u7a69\u5b9a\u73fe\u91d1\u6d41<\/strong>\u300d\u6559\u5b78\u8ab2\u7a0b\uff0c<br \/>\u9019\u5802\u8ab2\u7a0b\u6703\u5f9e\u57fa\u790e\u5165\u9580\u3001\u8cc7\u6599\u67e5\u8a62\u5230\u5be6\u969b\u64cd\u4f5c\uff0c<br \/>\u6559\u4f60\u5b78\u6703\u5efa\u7acb\u4e00\u500b\u7a69\u5b9a\u7684\u5168\u7403ETF\u6295\u8cc7\u7d44\u5408\uff0c\u76ee\u524d\u7d2f\u7a4d\u5df2\u7d93\u6709\u5c07\u8fd11100\u4f4d\u540c\u5b78\u4e0a\u8ab2\u3002<\/p>\r\n<p>\u7dda\u4e0a\u8ab2\u7a0b\u300b<a href=/index.html"http:\/\/bit.ly\/2FV3hPc\" target=\"_blank\" rel=\"noopener nofollow\" data-wpel-link=\"external\">\u7f8e\u80a1ETF\u5275\u9020\u7a69\u5b9a\u73fe\u91d1\u6d41\u7dda\u4e0a\u8ab2\u7a0b\u9023\u7d50<\/a><\/p>\n<p><br \/><strong><span style=\"color: #ff0000;\">\u5982\u679c\u89ba\u5f97\u9019\u7bc7\u6587\u7ae0\u6709\u5e6b\u52a9\uff0c<\/span><\/strong><br \/><strong><span style=\"color: #ff0000;\">\u5e6b\u6211\u6309\u500b\u8b9a\uff0c\u5206\u4eab\u7d66\u66f4\u591a\u4eba\u770b\u5230\uff0c\u8b1d\u8b1d\uff01<\/span><\/strong><\/p>\n","protected":false},"excerpt":{"rendered":"<p>\u5728\u4f7f\u7528\u7f8e\u80a1\u5238\u5546\u6642\uff0c\u5f88\u591a\u6295\u8cc7\u4eba\u6703\u554f\uff1a\u300c\u5982\u679c\u5238\u5546\u5012\u9589\u4e86\u600e\u9ebc\u8fa6\uff1f\u6211\u7684\u6295\u8cc7\u6703\u4e0d\u6703\u8840\u672c\u7121\u6b78\uff1f\u300d \u7562\u7adf\u5927\u5982\u96f7\u66fc\u5144\u5f1f\u9019\u6a23\u7684\u516c [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":60150,"comment_status":"open","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_lmt_disableupdate":"no","_lmt_disable":"no","footnotes":""},"categories":[155],"tags":[1853,1854],"table_tags":[],"modified_by":"Sandy","jetpack_sharing_enabled":true,"jetpack_featured_media_url":"https:\/\/\/wp-content\/uploads\/20230914094350_14.jpg","jetpack-related-posts":[{"id":32792,"url":"https:\/\/\/what-is-fdic-insured\/","url_meta":{"origin":31851,"position":0},"title":"FDIC\u662f\u4ec0\u9ebc\uff1fFDIC\u5982\u4f55\u8b93\u6bcf\u500b\u7f8e\u570b\u9280\u884c\u5e33\u6236\u64c1\u670925\u842c\u7f8e\u5143\u4fdd\u969c","author":"Mr.Market\u5e02\u5834\u5148\u751f","date":"2022-03-12","format":false,"excerpt":"\u5728\u6295\u8cc7\u7f8e\u80a1\u7684\u6642\u5019\uff0c\u6295\u8cc7\u4eba\u6703\u9700\u8981\u628a\u9322\u532f\u5230\u7f8e\u570b\u5238\u5546\u6307\u5b9a\u7684\u4fdd\u7ba1\u9280\u884c\u5e33\u6236\uff0c\u5c11\u6578\u4eba\u5247\u662f\u81ea\u884c\u5728\u7f8e\u570b\u9280\u884c\u7684\u9280\u884c\u958b\u6236\u2026","rel":"","context":"\u5728\u300c\u7f8e\u80a1\u6295\u8cc7\u300d\u4e2d","block_context":{"text":"\u7f8e\u80a1\u6295\u8cc7","link":"https:\/\/\/category\/learn-invest\/us-stock-invest\/"},"img":{"alt_text":"FDIC-\u662f\u4ec0\u9ebc","src":"https:\/\/i0.wp.com\/\/wp-content\/uploads\/20220706132954_66.jpg?resize=350%2C200&ssl=1","width":350,"height":200,"srcset":"https:\/\/i0.wp.com\/\/wp-content\/uploads\/20220706132954_66.jpg?resize=350%2C200&ssl=1 1x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20220706132954_66.jpg?resize=525%2C300&ssl=1 1.5x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20220706132954_66.jpg?resize=700%2C400&ssl=1 2x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20220706132954_66.jpg?resize=1050%2C600&ssl=1 3x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20220706132954_66.jpg?resize=1400%2C800&ssl=1 4x"},"classes":[]},{"id":52249,"url":"https:\/\/\/ib-interactivebrokers-review\/","url_meta":{"origin":31851,"position":1},"title":"IB\u76c8\u900f\u8b49\u5238\u597d\u55ce\uff1fIB\u76c8\u900f\u8b49\u5238\u624b\u7e8c\u8cbb\u3001\u512a\u7f3a\u9ede\u3001\u8a55\u50f9\u7e3d\u6574\u7406","author":"eden","date":"2023-05-22","format":false,"excerpt":"\u9019\u7bc7\u6587\u7ae0\u5e02\u5834\u5148\u751f\u5c07\u5206\u4eab\u7f8e\u80a1\u5238\u5546IB\u76c8\u900f\u8b49\u5238\u7684\u8a55\u50f9\u4ee5\u53ca\u624b\u7e8c\u8cbb\u53ca\u512a\u7f3a\u9ede\uff0c\u4f9b\u6295\u8cc7\u8005\u5728\u9078\u64c7\u7f8e\u80a1\u5238\u5546\u6642\u8a55\u4f30\u53c3\u8003\u2026","rel":"","context":"\u5728\u300c\u7f8e\u80a1\u5238\u5546\u8a55\u6bd4\u300d\u4e2d","block_context":{"text":"\u7f8e\u80a1\u5238\u5546\u8a55\u6bd4","link":"https:\/\/\/category\/mr-market-reviews-and-recommend\/us-broker-review\/"},"img":{"alt_text":"IB\u76c8\u900f\u8b49\u5238-\u8a55\u50f9","src":"https:\/\/i0.wp.com\/\/wp-content\/uploads\/20230522085808_86.jpg?resize=350%2C200&ssl=1","width":350,"height":200,"srcset":"https:\/\/i0.wp.com\/\/wp-content\/uploads\/20230522085808_86.jpg?resize=350%2C200&ssl=1 1x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20230522085808_86.jpg?resize=525%2C300&ssl=1 1.5x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20230522085808_86.jpg?resize=700%2C400&ssl=1 2x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20230522085808_86.jpg?resize=1050%2C600&ssl=1 3x"},"classes":[]},{"id":21183,"url":"https:\/\/\/futu-inc-broker-review\/","url_meta":{"origin":31851,"position":2},"title":"\u5bcc\u9014\u8b49\u5238\u8a55\u50f9\u597d\u55ce\uff1f\u5e02\u5834\u5148\u751f\u8a55\u6e2c\u5bcc\u9014\u8b49\u5238\/\u5bcc\u9014\u725b\u725b","author":"Mr.Market\u5e02\u5834\u5148\u751f","date":"2021-09-22","format":false,"excerpt":"\u5bcc\u9014\u63a7\u80a1\u6210\u7acb\u65bc2012\u5e74\uff0c\u7531\u9a30\u8a0a\u96c6\u5718\u6295\u8cc7\uff0c\u4e26\u65bc2019\u5e743\u6708\u5728\u7f8e\u570b\u90a3\u65af\u9054\u514bNASDAQ\u4e0a\u5e02\uff0c\u4ee3\u865f\u70baF\u2026","rel":"","context":"\u5728\u300c\u7f8e\u80a1\u5238\u5546\u8a55\u6bd4\u300d\u4e2d","block_context":{"text":"\u7f8e\u80a1\u5238\u5546\u8a55\u6bd4","link":"https:\/\/\/category\/mr-market-reviews-and-recommend\/us-broker-review\/"},"img":{"alt_text":"\u5bcc\u9014\u8b49\u5238(FUTU)\u8a55\u50f9\u6bd4\u8f03\u300b\u5bcc\u9014\u725b\u725b\u662f\u4ec0\u9ebc\uff1f","src":"https:\/\/i0.wp.com\/\/wp-content\/uploads\/20210515183354_17.jpg?resize=350%2C200&ssl=1","width":350,"height":200,"srcset":"https:\/\/i0.wp.com\/\/wp-content\/uploads\/20210515183354_17.jpg?resize=350%2C200&ssl=1 1x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20210515183354_17.jpg?resize=525%2C300&ssl=1 1.5x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20210515183354_17.jpg?resize=700%2C400&ssl=1 2x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20210515183354_17.jpg?resize=1050%2C600&ssl=1 3x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20210515183354_17.jpg?resize=1400%2C800&ssl=1 4x"},"classes":[]},{"id":61538,"url":"https:\/\/\/us-brokerage-securities-lending\/","url_meta":{"origin":31851,"position":3},"title":"\u7f8e\u80a1\u5238\u5546\u5982\u4f55\u501f\u5238\uff1f\u7f8e\u80a1\u501f\u5238\u6d41\u7a0b\u5716\u89e3\u6559\u5b78 (IB\u76c8\u900f\u8b49\u5238\/Firstrade)","author":"eden","date":"2023-11-20","format":false,"excerpt":"\u5c0d\u9577\u671f\u6295\u8cc7\u8005\u4f86\u8aaa\uff0c\u5c07\u624b\u4e2d\u7684\u80a1\u7968\u8b49\u5238\u501f\u5238\u501f\u51fa\uff0c\u662f\u4e00\u7a2e\u80fd\u5728\u9577\u671f\u6295\u8cc7\u4e4b\u9918\uff0c\u5f97\u5230\u4e00\u4e9b\u984d\u5916\u6536\u76ca\u7684\u65b9\u6cd5\uff0c\u4e0d\u7ba1\u53f0\u80a1\u2026","rel":"","context":"\u5728\u300c\u7f8e\u80a1\u5238\u5546\u4f7f\u7528\u6559\u5b78\u300d\u4e2d","block_context":{"text":"\u7f8e\u80a1\u5238\u5546\u4f7f\u7528\u6559\u5b78","link":"https:\/\/\/category\/mr-market-teach-you-how-to-trade\/how-to-use-us-broker\/"},"img":{"alt_text":"\u7f8e\u80a1\u501f\u5238-\u64cd\u4f5c\u6d41\u7a0b","src":"https:\/\/i0.wp.com\/\/wp-content\/uploads\/2023\/10\/20231016160318_12.jpg?resize=350%2C200&ssl=1","width":350,"height":200,"srcset":"https:\/\/i0.wp.com\/\/wp-content\/uploads\/2023\/10\/20231016160318_12.jpg?resize=350%2C200&ssl=1 1x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/2023\/10\/20231016160318_12.jpg?resize=525%2C300&ssl=1 1.5x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/2023\/10\/20231016160318_12.jpg?resize=700%2C400&ssl=1 2x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/2023\/10\/20231016160318_12.jpg?resize=1050%2C600&ssl=1 3x"},"classes":[]},{"id":6567,"url":"https:\/\/\/us-stock-invest-all\/","url_meta":{"origin":31851,"position":4},"title":"\u7f8e\u80a1\u65b0\u624b\u5165\u9580\u6559\u5b78\u61f6\u4eba\u5305- \u5e02\u5834\u5148\u751f\u5e36\u4f60\u8cb7\u9032\u7b2c\u4e00\u652f\u7f8e\u80a1","author":"Mr.Market\u5e02\u5834\u5148\u751f","date":"2023-09-19","format":false,"excerpt":"\u60f3\u6295\u8cc7\u7f8e\u570b\u80a1\u7968(\u7f8e\u80a1)\uff0c\u8a72\u5982\u4f55\u958b\u59cb\uff1f\u672c\u7bc7\u5e02\u5834\u5148\u751f\u5c07\u6574\u7406\u7f8e\u80a1\u65b0\u624b\u5165\u9580\u9700\u77e5\u9053\u7684\u77e5\u8b58\u3002 \u672c\u7bc7\u7f8e\u80a1\u65b0\u624b\u5165\u9580\u6559\u2026","rel":"","context":"\u5728\u300c\u7f8e\u80a1\u6295\u8cc7\u300d\u4e2d","block_context":{"text":"\u7f8e\u80a1\u6295\u8cc7","link":"https:\/\/\/category\/learn-invest\/us-stock-invest\/"},"img":{"alt_text":"\u7f8e\u80a1\u65b0\u624b\u5165\u9580\u6559\u5b78","src":"https:\/\/i0.wp.com\/\/wp-content\/uploads\/20230905155956_62.jpg?resize=350%2C200&ssl=1","width":350,"height":200,"srcset":"https:\/\/i0.wp.com\/\/wp-content\/uploads\/20230905155956_62.jpg?resize=350%2C200&ssl=1 1x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20230905155956_62.jpg?resize=525%2C300&ssl=1 1.5x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20230905155956_62.jpg?resize=700%2C400&ssl=1 2x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20230905155956_62.jpg?resize=1050%2C600&ssl=1 3x"},"classes":[]},{"id":25122,"url":"https:\/\/\/futu-inc-regisiter-step\/","url_meta":{"origin":31851,"position":5},"title":"\u5bcc\u9014\u8b49\u5238\u958b\u6236\u6559\u5b78\uff1a\u5bcc\u9014\u725b\u725b\u5168\u7dda\u4e0a\u958b\u6236\u8aaa\u660e(\u5716\u89e3\u6559\u5b78)","author":"Mr.Market\u5e02\u5834\u5148\u751f","date":"2021-09-22","format":false,"excerpt":"Futu Inc.\u5bcc\u9014\u8b49\u5238(\u7f8e\u570b)\u662f\u7f8e\u570b\u91d1\u878d\u696d\u76e3\u7ba1\u5c40(FINRA)\u3001\u8b49\u5238\u6295\u8cc7\u8005\u4fdd\u8b77\u516c\u53f8(SIPC)\u7684\u2026","rel":"","context":"\u5728\u300c\u7f8e\u80a1\u5238\u5546\u4f7f\u7528\u6559\u5b78\u300d\u4e2d","block_context":{"text":"\u7f8e\u80a1\u5238\u5546\u4f7f\u7528\u6559\u5b78","link":"https:\/\/\/category\/mr-market-teach-you-how-to-trade\/how-to-use-us-broker\/"},"img":{"alt_text":"\u5bcc\u9014\u8b49\u5238(\u7f8e\u570b) Futu Inc\u8a3b\u518a\u958b\u6236\u6559\u5b78\u300b\u5168\u7dda\u4e0a\u958b\u6236\u8aaa\u660e(\u5716\u89e3\u6559\u5b78)","src":"https:\/\/i0.wp.com\/\/wp-content\/uploads\/20210902163355_80.jpg?resize=350%2C200&ssl=1","width":350,"height":200,"srcset":"https:\/\/i0.wp.com\/\/wp-content\/uploads\/20210902163355_80.jpg?resize=350%2C200&ssl=1 1x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20210902163355_80.jpg?resize=525%2C300&ssl=1 1.5x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20210902163355_80.jpg?resize=700%2C400&ssl=1 2x, https:\/\/i0.wp.com\/\/wp-content\/uploads\/20210902163355_80.jpg?resize=1050%2C600&ssl=1 3x"},"classes":[]}],"_links":{"self":[{"href":"https:\/\/\/wp-json\/wp\/v2\/posts\/31851"}],"collection":[{"href":"https:\/\/\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/\/wp-json\/wp\/v2\/comments?post=31851"}],"version-history":[{"count":5,"href":"https:\/\/\/wp-json\/wp\/v2\/posts\/31851\/revisions"}],"predecessor-version":[{"id":63579,"href":"https:\/\/\/wp-json\/wp\/v2\/posts\/31851\/revisions\/63579"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/\/wp-json\/wp\/v2\/media\/60150"}],"wp:attachment":[{"href":"https:\/\/\/wp-json\/wp\/v2\/media?parent=31851"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/\/wp-json\/wp\/v2\/categories?post=31851"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/\/wp-json\/wp\/v2\/tags?post=31851"},{"taxonomy":"table_tags","embeddable":true,"href":"https:\/\/\/wp-json\/wp\/v2\/table_tags?post=31851"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}